Report on the circumstances surrounding
The Death of a Federal Inmate
A Failure to Respond
Howard Sapers
Correctional Investigator of Canada
May 21, 2008
TABLE OF CONTENTS
1. INTRODUCTION
2. BACKGROUND INFORMATION ON THE DECEASED
3. ANALYSIS
3.1 The Staff Response to the Medical Emergency of October 3,
2006
3.1.1 Applicable Policy
3.1.2 The Institutional Fact Finding Investigation
3.1.3 The National Board of Investigation
3.1.4 Conclusion
3.2 Serious Allegations of Discrimination
3.2.1 Conclusion
3.3 Delays in the Investigative Process
4. CONCLUSION
4.1 Findings
4.2 Recommendations
The name of the deceased has been removed from this Report out of respect for
the family and in consideration of Privacy legislation.
1. INTRODUCTION
1. The subject was a 52-year-old First Nations offender who, at the time of his
death, was housed on the Pathways Aboriginal Program Unit at a medium-security federal
institution. In the early hours of Tuesday, October 3, 2006, the subject self-inflicted
a wound to his left arm which resulted in the laceration of his brachial artery.
At 0237 hours, he pressed his cell emergency button which prompted the Correctional
Officer on duty on the Unit to attend his cell and to call for additional staff
assistance. By the time paramedics arrived, at approximately 0310 hours -
33 minutes after he pressed his cell emergency button - they found the subject
alone, unconscious on the floor of his cell, with evidence of blood soaked into
the mattress and not breathing. The paramedics initiated Cardio Pulmonary Resuscitation
(CPR). They attempted to revive him with the use of defibrillator equipment, and
continued to attempt to revive the subject while he was being transported, in leg
irons, to an outside hospital. He was declared dead at 0413 hours.
2. The internal investigations conducted by the Correctional Service of Canada (CSC)
concluded that the CSC staff who attended to this medical emergency failed to respond
adequately as per policy, and did little to attempt to save the subject's life during
the 33-minute period, except to call for an ambulance 10 minutes after the cell
emergency button was pressed.
3. As a result of the violations of CSC's Standards of Professional Conductand
Code of Discipline that were identified in a Fact Finding Investigation,
four CSC employees directly involved in the incident received disciplinary sanctions.
These sanctions were based on the conclusion that the CSC employees had negligently
performed their duties. While circumstances differ from case to case, the key elements
were that CSC employees failed to administer first-aid and failed to action any
attempts to preserve human life. The sanctions ranged from ten- (10) to twenty-
(20) day suspensions without pay.
4. In the immediate aftermath of the subject's death, the CSC issued an internal
Situation Report (SITREP) on October 3, 2006, advising middle and senior managers
across the country of the death. A public News Release was also issued by the Correctional
Service on the day of the incident. The SITREP stated that staff immediately attended
the cell after the cell call emergency button had been pushed and found the subject
bleeding from both arms. It was further stated that an ambulance was called and
the inmate became unconscious when being placed into the ambulance. The News Release
stated that after he pushed his cell alarm, he was discovered with a "potentially
life-threatening injury" and an ambulance was called "immediately".
The information contained in both the initial SITREP and the News Release was inaccurate.
Subsequent internal reports prepared following the incident provided a more detailed
and accurate account.
5. On October 6, 2006, the Warden convened a Fact Finding Investigation into this
death to examine "the adequacy of the staff response". A report was
completed on October 27, 2006.
6. On December 6, 2006, the Commissioner of Corrections convened a National Board
of Investigation (NBOI) as required by Section 19 of the Corrections and Conditional
Release Act (CCRA). A report was completed on February 16, 2007.
7. On April 24, 2007, more than five months after the subject's death, the Office
of the Correctional Investigator (OCI) received a copy of the NBOI Report. Subsequently,
on August 29, 2007, the OCI received copies of the National Headquarters' (NHQ)
summary documents that were prepared for review by the Correctional Service's Senior
Management Committee (EXCOM) at its meeting in September 2007.
8. Based on a review of the above documentation related to the CSC's NBOI into the
subject's death, the OCI identified the following three significant areas of concern:
- Staff's response to a medical emergency.
- Serious allegations of discrimination.
- Delays in the investigative process.
9. On September 22, 2007, the OCI initiated an investigation pursuant to s.170 of
the Corrections and Conditional Release Act (CCRA) to assess the
Correctional Service's responsiveness to these areas of concern. The purpose of
this investigation was not to re-do the CSC's investigations or disciplinary process,
but rather to review issues of concern and seek clarification where needed. The
Investigation Team reviewed the following documents:
- CSC Report by the National Board of Investigation (NBOI) convened December 6, 2006,
and its Report dated February 16, 2007.
- NHQ summary documentation presented to EXCOM on September 5, 2007.
- EXCOM closure memo dated September 12, 2007, detailing actions outstanding.
- NBOI Investigators' interview notes and briefing material.
- Fact Finding Investigation convened October 6, 2006 and its Report dated October
27, 2006 (inclusive of subsequent corrective actions received at OCI November 13,
2007).
10. For clarification, the Investigation Team found it necessary to conduct interviews
with members of the NBOI and selected CSC employees, including:
- Warden of the medium-security institution.
- Regional Administrator - Aboriginal Initiatives, Regional Headquarters (RHQ).
- Regional Administrator - Security, RHQ.
- Assistant Deputy Commissioner - Institutional Operations, RHQ.
- Regional Analyst - Incident Investigations Branch, RHQ.
- Coordinator - Pathways Program, medium-security institution.
- Aboriginal Elder.
- Correctional Officer - medium-security institution.
- A/Aboriginal Liaison Officer - medium-security institution.
- Director General, Incident Investigations Branch, NHQ.
In accordance with the OCI's duty to act fairly, the CSC was provided an opportunity
to comment on a draft copy of this Report and was notified of its pending public
release.
2. BACKGROUND INFORMATION ON THE DECEASED
11. In 1974, at the age of twenty, the subject was sentenced to 28 months -
his first federal sentence. While serving that sentence, he received an additional
10-year sentence which expired in 1987. In February 2000, he was convicted of manslaughter
and sentenced to seventeen (17) years in federal custody. He was serving this sentence
when he died on October 3, 2006.
12. In March 2000, the subject was admitted to a federal Assessment Unit, where
the Correctional Service identified his criminogenic factors, which included severe
alcohol abuse, and poor impulse control. At the Assessment Unit, he was referred
to the Psychology Department because of his history of alcoholism, depression and
three prior suicide attempts - one of which (the most recent) was in the community
following his manslaughter offence in 1999. He was transferred to a medium-security
institution on June 6, 2000, to serve his seventeen-year sentence. He had no contact
with the Psychology Department at the institution but did meet, every three to four
months, with the Institutional Psychiatrist. He was involved in the Native Brotherhood
and Aboriginal cultural activities, and had ongoing contact with the institutional
Elder. He was assessed by the institution as presenting no particular security concern.
13. The NBOI noted from their interview with the Elder that the subject recently
began to disclose his experiences in Residential Schools. The Elder confirmed to
the OCI Investigation Team that the subject was pro-active in searching out opportunities
to discuss these experiences.
3. ANALYSIS
14. The OCI Investigation Team, as previously noted, identified three significant
areas of concern: (1) Staff response to the medical emergency of October 3, 2006.
(2) Serious allegations of discrimination. (3) Delays in the investigative process.
3.1 The Staff Response to the Medical Emergency of October 3, 2006
3.1.1 Applicable Policy
15. The relevant policy that governs staff responses to medical emergencies is detailed
in the Service's Security Manual and Commissioner's Directive 567
on Management of Security Incidents. The Security Manual - Part II - Contingency
Planning and Emergency Response Guidelines defines a "crisis"
in the following manner:
11. An emergency has the potential to:
a) Endanger the public, inmates or staff.
b) Damage or destroy public property.
c) Affect the public image of the CSC, and thus the image of the Government of Canada.
12. Such events can result from natural or human causes. They may affect a single
individual or cause complete and uncontrolled disruption of Service operations.
Invariably, they have the potential for disastrous consequences.
13. The terms "crisis", "emergency" and "incident"
are used interchangeably in these guidelines.
16. Paragraph 18 of Commissioner's Directive 567, on the Management of
Security Incidents, states:
18. In responding to a medical emergency, the primary goal is the preservation of
life, and each staff member has an important role to play:
a. Non-health services staff, arriving on the scene of a possible medical emergency,
must immediately call for assistance, secure the area, and initiate CPR/first-aid
without delay.
b. Responding non-health services staff must attempt CPR/first-aid where physically
feasible; even in cases where signs of life are not apparent (the decision to discontinue
CPR/first-aid can be taken only by authorized health personnel or the ambulance
service in accordance with provincial laws).
17. There were two internal reviews relating to how CSC staff members responded
to the medical emergency: 1) The Fact Finding Investigation convened by the Warden
on October 6, 2006, and 2) The NBOI convened by the Commissioner on December 6,
2006.
3.1.2 The Institutional Fact Finding Investigation
18. The Fact Finding Investigation reached a number of conclusions on the adequacy
of the staff response to the medical emergency, including:
- CSC employees responding to the cell alarm from the subject's cell failed to enter
into any dialogue with him over the course of the intervention - other than
the initial question as to how he was doing.
- There was no follow-up by staff after he showed them his arms.
- CSC employees failed to check for wounds until approximately 10 minutes after he
had passed out on the floor.
- The evidence showed that the responding CSC employees failed to administer, or have
any discussion, regarding first-aid in the 30 minutes prior to the arrival of the
ambulance.
- The responding CSC employees left the subject alone, locked in his cell, and unattended,
for large portions of this 30-minute period.
19. The Fact Finding Report also made concluding observations related to the staff's
reporting of their interventions:
- There was inconsistency in the CSC employees' reports, both written and verbal,
regarding the amount of blood observed and when it was observed.
- CSC employees were aware of the blood loss 10 minutes earlier than they initially
reported.
- The initial written reports by two CSC employees varied significantly from their
subsequent submissions to the Fact Finding Board with respect to their belief that
the subject had been under the influence (alcohol).
- The Fact Finding Board concluded that there was no reason to believe that he was
intoxicated.
- A toxicology report subsequently confirmed that the subject was not under the influence
of drugs or alcohol on the night he died.
- That the second Correctional Supervisor on duty was never advised that the subject
had been left locked in his cell and unattended.
- With respect to the application of the leg irons, the ambulance attendant was able
to confirm that they were not applied until after their arrival, contrary to what
some staff had initially reported.
20. The Fact Finding Report concluded that there were serious concerns respecting
staff performance. Staff failed to respond in a manner that might have preserved
life, and staff subsequently changed their recollection of the events surrounding
the death. The Fact Finding Report was not part of the documentation presented to
EXCOM in September 2007 for its review of the circumstances associated with the
subject's death, although we are advised that the Regional Deputy Commissioner did
provide an oral briefing. The CSC did not share the Fact Finding Report, or its
conclusions, with the investigating Police Officer. The Police did not request the
Report or its conclusions. It is the Service's practice to not share this information
with Police unless a subpoena or production order is issued.
3.1.3 The National Board of Investigation (NBOI)
21. Consistent with current policy and practice, the National Board of Investigation
(NBOI) looked at this death from a broader context than the Fact Finding Investigation.
The NBOI examined the mental health at the time of, and just prior to, the subject's
death, the institutional placement decisions in the days prior to his death, the
staff response to the incident, Aboriginal programming issues, and the allegations
from offenders and staff that discrimination may have played a role in his death.
22. With respect to the issue of the CSC employees' response to the medical emergency,
the NBOI reported many of the same response failures as those identified in the
institutional Fact Finding Report, including:
- Leaving the subject alone, unattended and locked in his cell.
- The failure of staff to have checked for the wound sooner.
- The failure to initiate first-aid.
23. The NBOI received a copy of the Fact Finding Report at the commencement of its
investigation. However, the NBOI Report did not include any reference to the Fact
Finding Report or its conclusions. The NBOI Report made no recommendations related
to the staff's failure to respond appropriately to a medical emergency.
24. The Incident Investigations Branch at NHQ advised that it does not want Boards
of Investigations to enter into any investigation being "unnecessarily tunnelled"
on how they will look at a particular incident - hence the practice not to
look at Fact Finding information until the "core investigations" are
completed. Once the BOI's core investigations are completed, the Branch suggests
that BOIs can then take into consideration other information that might be available,
including Fact Finding conclusions. However, it also stresses that it does not believe
that Fact Finding Report information and conclusions should normally be presented
in an NBOI Report. While this is the known practice, the Branch also indicated that
there is currently no policy or training on how BOIs are to manage the information
from Fact Finding investigations.
25. With regard to the conclusions reached by the NBOI, some institutional staff
indicated to the OCI Investigation Team that the issue of CSC employees' accountability
did not receive the attention that they felt was warranted, given the circumstances
surrounding the death. It was further indicated that the NBOI Report did not fully
present the "severity" of the incident and that the Report's content
was not strong enough to effectively deal with the issue of people not doing their
jobs.
26. The Correctional Service's investigative process requires the NBOI to provide
briefings to senior managers at three levels of the organization (institutional,
regional and national) regarding their initial findings and concerns. In interviews
with the NBOI members, the OCI Investigation Team asked whether there had been any
concerns raised relating to the NBOI findings and recommendations. The OCI Investigative
Team was advised that, at the debriefing at RHQ, the question had indeed been raised
as to why the NBOI had not dealt more strongly with the identified staff failures.
27. Neither the NBOI nor the NHQ Investigation Branch prepared formal summaries
of these debriefings. The OCI Investigation Team is concerned about the absence
of any formal documentation relating to these debriefings - important steps
in the investigative process.
28. The Correctional Service provided the Police with a copy of the NBOI Final Report
in July, 2007 - nine months after the subject's death and five months after
the completion of the NBOI Report.
3.1.4 Conclusion
29. While both investigative Reports identify failures respecting the employees'
responses to the medical emergency, the tone and details of the two Reports are
strikingly different. On one hand, the Fact Finding Report clearly described the
seriousness of staff failure to respond to the medical emergency. On the other hand,
the NBOI simply presented the issues as points of information, devoid of specific
findings or recommendations. One might expect these differences given the different
purposes for the Reports. While NBOI Reports must be impartial, the OCI Investigation
Team concludes that the current national approach taken has resulted in the EXCOM
not receiving, through the NBOI Report, the benefit of important information for
its review and consideration of corrective action.
30. The OCI Investigation Team has serious concerns regarding the practice of the
NBOI Reports not making reference to Fact Finding information and conclusions. The
OCI Investigation Team appreciates the wisdom of not wanting the NBOIs to become
"tunnelled" from the onset of their investigations. However, by not
incorporating information from the other investigative processes in the NBOI Reports,
the Correctional Service has, in effect, established self-imposed restrictions on
the NBOIs' ability to present all relevant information in its final Reports. Such
restrictions create the potential that important information fails to be shared
with the most senior levels of the Correctional Service.
31. The Tassé Report1 of July 2004, into a death
in custody, recommended the implementation of a protocol to assist the Service in
evaluating the management of medical emergencies. The Correctional Service's initial
response in 2004 was that a protocol similar to its existing review process for
use of force incidents would be established. A key element within that process,
which has assisted the Correctional Service in the development of a more effective
use of force review, is the policy requirement that incidents be videotaped. The
Correctional Service, while implementing some policy changes, has yet to introduce
a requirement to videotape responses to medical emergencies.
1 Mr. Guimond died on October 18, 2002, in a segregation
cell while under direct observation of staff with little or no attempt made to save
his life. Following representation from the Correctional Investigator concerning
the inadequacy of the Correctional Service's investigation and follow up related
to this incident, the Correctional Service convened an Independent Investigation.
The Chair was Mr. R. Tassé, former Deputy Minister of Justice.
3.2 Allegations of Discrimination
32. Allegations were presented to the NBOI, by both offenders and staff, that the
subject's race played a role in the failure of staff to reasonably respond to this
medical emergency. Members of the NBOI also indicated to the OCI Investigation Team
that the existence of allegations of discrimination made by offenders was raised
by the Warden, without comment on their merits, at the onset of the NBOI's investigation.
The information provided within the NBOI Report on this matter is limited.
33. The NBOI's Report states:
"At the time of the investigation, the Board noted that Aboriginal inmates
and some Aboriginal staff at the institution continue to be seriously concerned
about the implications of this incident. They feel that the inmate was not helped
because he was First Nations and see it as an example of racism and discrimination."
"The Board did not ask the responding staff if the inmate's race made a difference
in their response, as it did not feel such a line of enquiry would be fruitful.
It does feel that the lack of first-aid is serious in and unto itself, and that
the observations and conclusions of the Aboriginal staff and inmates are equally
serious and require attention at the institutional level. Assistance from regional
and national headquarters should be offered to the institution in dealing with this
issue." (p. 43)
34. There is no evidence that the Correctional Service's senior management, as a
result of briefings or reviews of the Board's Report, have taken any action to address
the specifics of the allegations raised.
35. The NBOI's Report provided forty (40) findings as a result of its investigation,
of which only one touches on the issue of discrimination: "Aboriginal inmates
and some Aboriginal staff at the institution continue to be seriously concerned
about implications of this incident for the development and maintenance of respect
and recognition of diversity."
36. The NBOI was advised by CSC officials at RHQ during the course of its investigation
that an Aboriginal awareness staff training program was under development. The NBOI
noted in its Report that, due to resource limitations, the training program "is
not currently planned to be part of CSC's national training standards, although
individual regions or institutions could deliver the program on a mandatory basis
if resources could be found. As long as such training programs are not included
in CSC's national training standards, there is little incentive to deliver or attend
them. In order to begin to reach what is likely a small number of staff who are
resistant to change in this area, this training needs to be mandatory."
37. The NBOI Report recommended:
"The Service should implement an aboriginal awareness/sensitivity program
currently in development at the national level as mandatory training for all staff
in the [ ] Region working in direct contact with offenders." (p. 58)
38. This is the only recommendation related to the allegation that the subject's
race played a role in the failure of staff to reasonably respond or the concerns
identified, by the NBOI, in its above-noted Finding. The training program, eighteen
months after the subject's death, has yet to be finalized and implemented.
39. While there was general support for the introduction of such a training program
amongst those interviewed by the OCI Investigation Team, a number of individuals
clearly indicated, given the seriousness of the allegations, that the NBOI's recommendation
fell well short of addressing the issue, even if it had been implemented.
40. The individual members of the NBOI, in interviews with the OCI Investigation
Team, acknowledged that the allegations of discrimination were serious and required
attention. In the end, the NBOI opted to report the allegations and recommend staff
training with the expectation that the Correctional Service's senior managers would
address the issue.
41. CSC's existing policy does not provide much guidance on how best to address
allegations of discrimination against offenders raised by either CSC employees or
by offenders (without filing a formal grievance). Commissioner's Directive 081 -
Offender Complaints and Grievances provides detailed direction on the management
of formal offender complaints regarding discrimination. There is, however, no similar
policy directly relating to how CSC management is to address allegations of discrimination
against offenders when those allegations originate with CSC staff members or when
they are raised during the course of an investigation.
42. Sections 7 and 8 of Commissioner's Directive 060 - Code of Conduct
- identify expectations regarding staff relations with both offenders and
other staff. It does not, however, provide clear and detailed expectations on how
allegations are to be managed.
7. Relationships with other staff members must promote mutual respect within
the Correctional Service of Canada and improve the quality of service. Staff is
expected to contribute to a safe, healthy and secure work environment, free of harassment
and discrimination.
8. Staff must actively encourage and assist offenders to become law abiding
citizens. This includes establishing constructive relationships with offenders to
encourage their successful reintegration into the community. Relationships shall
demonstrate honesty, fairness and integrity. Staff shall promote a safe and secure
workplace and respect an offender's cultural, racial, religious and ethnic background,
and his or her civil and legal rights. Staff shall avoid conflicts of interest with
offenders and their families.
3.2.1 Conclusion
43. The NBOI confirmed that it was made aware of the allegations of discrimination
from the beginning of its investigation. There is an acknowledgement by the NBOI
that at the time of the investigation, Aboriginal inmates and some Aboriginal staff
at the institution continued to be seriously concerned about the implications of
this incident. Some staff and offenders believed that the subject was not helped
because he was a member of a First Nation and they saw this as an example of discrimination.
44. The OCI Investigation Team does not believe that the NBOI review of the allegations
and its recommendation to provide an Awareness/Sensitivity Program were sufficient
to fully respond to the allegations of discrimination.
45. The OCI Investigation Team concludes that, given the acknowledged seriousness
of the allegations brought to the NBOI's attention, the issue of discrimination
was not adequately addressed by the Service.
3.3 Delays in the Investigative Process
46. Commissioner's Directive 041 - Incident Investigations establishes
timeline expectations relating to the stages of CSC's investigative process. The
key elements of the timeline relate to convening of the investigation within 25
working days (5 weeks), 55 working days (11 weeks) to complete the actual investigation,
35 working days (7 weeks) to review and distribute the Final Report, and 15 working
days (3 weeks) to have the Report reviewed and approval by the CSC senior executive
at EXCOM. This represents roughly six months of elapsed time from the date of incident
to the review and approval of the BOI Report. Full implementation of identified
corrective measures often extends beyond this timeline.
47. Nine weeks elapsed between the day that the subject died and the convening of
the NBOI - almost double the timeframe stipulated. The NBOI completed its
mandate within the allotted eleven weeks, signing the Report on February 16, 2007.
The Report and related submission were, however, only presented to the Correctional
Service's EXCOM on September 5, 2007. This was almost a year after the death and
five months longer than prescribed in Commissioner Directive 041.
48. The noted delays create a number of very real concerns, including the ability
of witnesses to recall information about incidents, the undue delay in implementing
recommendations calling for corrective action, and the viability of any additional
review of the incident.
49. The OCI Investigation Team notes, with concern, that action taken by the Service
in response to some recommendations has been excessively delayed. For example, the
Awareness/Sensitivity Program recommended by the NBOI has yet to be delivered 18
months after the subject's death.
4. CONCLUSION
50. This death can only be described as tragic. The inmate was a First Nations federal
offender in the care and custody of the Correctional Service of Canada (CSC). While
in his cell, he self-inflicted a life-threatening wound to his left arm and, subsequently,
called for help by pressing his cell emergency button. Help came but fell short
of what must be expected from the CSC.
51. The Correctional Service has well defined policies, reinforced by training,
that clearly identify responsibilities for responding to such medical emergencies
and the duty to preserve life. The CSC employees who responded to this emergency
alarm did not follow those policies.
52. The CSC conducted two internal investigations that looked at the response to
the subject's call for help. In the final analysis, the first investigative report
- the Fact Finding Report - portrayed the failure as a very serious
breach of policy with deadly consequences and highlighted a number of contradictory
statements from staff involved in this medical emergency. The second investigative
report - the NBOI - did not specifically reference the conclusions of
the first investigation and, as a result, the EXCOM was not fully informed. It is
also our opinion that the disciplinary outcomes do not appear to reasonably coincide
with the seriousness of the identified failures, regardless of which of the two
Reports one chooses to reference.
53. There were allegations that discrimination may have had an impact on the circumstances
of the subject's death. The recommendations of the NBOI do not adequately address
this issue. Given their nature and seriousness, the allegations should have been
referred to an independent body mandated and trained to investigate the sensitive
issue of alleged discrimination.
54. Issues of staff responsiveness to emergency situations are not new for the Correctional
Service. In February 2007, the OCI provided a copy of its Deaths in Custody Study
to the Correctional Service. The Deaths in Custody Study examined 82 cases
of reported suicides, homicides, and accidental deaths of prisoners while in the
custody of the Correctional Service during the five-year period (2001 to 2005).
Finding #5, one of the key findings in the Deaths in Custody Study, reads
as follows:
"It is likely that some of the deaths in custody could have been averted through
improved risk assessments, more vigorous preventative measures, and more competent
and timely responses by institutional staff."
55. The Deaths in Custody Study identified that in almost two-thirds of
the cases reviewed, shortcomings were noted in staff response to medical emergencies.
56. The OCI is seriously concerned about the Correctional Service's rate of progress
in addressing the many concerns raised in its Deaths in Custody Study.
This tragic death is only one of the latest cases where the Correctional Service
has not delivered on its mandate to provide safe and secure custody for all federal
offenders.
4.1 Findings
57. The OCI Investigation Team made the following key findings:
- The CSC employees responding to the medical emergency failed to administer first-aid,
failed to determine the nature and extent of the wound, failed to remain with the
subject for most of the 30 minutes prior to the arrival of the ambulance attendants,
failed to respond in a manner that might have preserved life, and, subsequently,
inconsistently reported critical information related to the death.
- In the immediate aftermath of the subject's death, the CSC issued an internal Situation
Report (SITREP) and a public News Release. Information contained in both the SITREP
and the News Release was inaccurate.
- As a result of current investigative practice, the NBOI Report did not include any
recommendations concerning employee accountability.
- The Fact Finding Report clearly described the seriousness of the employees' failure
to respond to the medical emergency, whereas the NBOI simply presented the issues
as points of information, devoid of specific findings or recommendations.
- The CSC did not share the Fact Finding Report or its conclusions with the Police
nor did the Police request the information.
- The Fact Finding Report was not part of the documentation presented to EXCOM in
September, 2007, for its review of the circumstances associated with the subject's
death.
- There is currently no policy or training on how BOIs are to manage the information
from Fact Finding investigations.
- Neither the NBOI nor the Investigation Branch prepared formal summaries of debriefings
to senior managers at three levels of the organization (institutional, regional
and national). There is an almost complete absence of any formal documentation relating
to these important debriefings.
- The Correctional Service committed in response to the 2004 Tassé Report to establish
a protocol similar to the Use of Force process for the review of medical emergencies.
The Use of Force process includes a requirement to videotape all incidents, and
this should be further explored in relation to medical emergencies.
- There is no specific CSC policy relating to how CSC management is to address allegations
of discrimination against offenders when those allegations originate with CSC staff
members or when they are raised during the course of an investigation.
- The NBOI process did not adequately address the issue of discrimination. The NBOI's
recommendation to provide an Awareness/Sensitivity Program was insufficient to fully
respond to the allegations of discrimination.
- CSC management, given the acknowledged seriousness of the allegations by the NBOI,
did not adequately respond to the issue of discrimination.
- Nine weeks elapsed between the subject's death and the convening of the NBOI -
almost double the timeframe stipulated. The NBOI Report and related submission were
presented to the Correctional Service's EXCOM on September 5, 2007. This was almost
a year after the subject's death and five months longer than prescribed in CSC policy.
- The outcome of the disciplinary process does not appear to reasonably coincide with
the seriousness of the identified failures.
- The concerns related to the failures by staff to respond to a medical emergency
in this case are strikingly consistent with the concerns that have been raised in
the past with the Correctional Service by its own NBOIs, Provincial Coroners and
the OCI, including the OCI's Deaths in Custody Study.
4.2 Recommendations
- The Correctional Investigator recommends that Boards of Investigations incorporate
the findings and conclusions of Fact Finding Investigations in their final Reports.
- The Correctional Investigator recommends that Boards of Investigations immediately
refer allegations of discrimination to those mandated and trained to investigate
such sensitive issues, inclusive of the Canadian Human Rights Commission.
- The Correctional Investigator recommends that the Correctional Service amend its
policy on Investigations to require the preparation of formal written debriefing
summaries for each of the institutional, regional and national debriefing meetings.
- The Correctional Investigator recommends that the Correctional Service develop new
policy requiring that responses to medical emergencies be videotaped.
- The Correctional Investigator recommends that the Correctional Service identify
and dedicate the resources necessary to improve the timeliness and quality of the
investigative process, from convening to the implementation of corrective measures
and follow ups.
- The Correctional Investigator recommends that the results of the Fact Finding Investigation
into the subject's death be shared with the Coroner.
- The Correctional Investigator recommends that the Correctional Service immediately
deliver a Diversity Awareness/Sensitivity Program to all CSC employees across Canada.
- The Correctional Investigator recommends that all information related to incidents
of death and serious injury be shared with the Police in a timely fashion.
- The Correctional Investigator recommends that the Correctional Service develop a
policy on how CSC management is to address allegations of discrimination against
offenders when those allegations originate with CSC staff members or when they are
raised during the course of an investigation.