Annual Report of the
Office of the Correctional
Investigator 2004-2005
Press Briefing for the Annual Report 2004-2005:
Report Highlights Dramatic Increase in Numbers of Inmates Mentally Ill Implementation
of National Strategy Urged to Address Crisis
Table of Contents
Correctional Investigator's Introduction
The Three Pillars
- Human Rights and Corrections
- Accountability of Front-line Staff and Senior Management
- Reintegration of Offenders
Review of Key Areas of Concern
- Mental Health Services
- Women Offenders
- Aboriginal Offenders
- Inmate Grievances, Allegations of Harassment and Staff Misconduct
- Case Preparation and Access to Programs
- Population Management
- Security Classification of Offenders
- Ministerial Response to the Correctional Investigator's Annual Report
2003-04
Conclusion
Annex A: Statistics
Annex B: Ministerial Response to the
CI Annual Report 2003-04
Annex C: Summary of Recommendations
RESPONSE FROM THE CORRECTIONAL SERVICE OF CANADA TO THE 32nd
ANNUAL REPORT OF THE CORRECTIONAL INVESTIGATOR 2004-2005
INTRODUCTION
MENTAL HEALTH SERVICES
Recommendation 1 a)
Recommendation 1 b)
WOMEN OFFENDERS
Recommendation 2
ABORIGINAL OFFENDERS
Recommendation 3 a)
Recommendation 3 b)
INMATE GRIEVANCES, ALLEGATIONS OF HARASSMENT, AND STAFF MISCONDUCT
Recommendation 4 a)
Recommendation 4 b)
CASE PREPARATION AND ACCESS TO PROGRAMS
Recommendation 5
POPULATION MANAGEMENT
Recommendation 6 a)
Recommendation 6 b)
SECURITY CLASSIFICATION OF OFFENDERS
Offender Security Classification
Recommendation 7
Security Classification of Offenders Serving Life Sentences
Recommendation 8
ANNEX A
ANNEX B
Correctional Investigator's Introduction
It is my privilege to present the 2004-2005 Annual Report of the Office of the Correctional
Investigator of Canada.
This past year has been a difficult year for all who work in Corrections with the
death under tragic circumstances of Ms. Louise Pargeter, a Parole Officer who was
killed in the line of duty in Yellowknife, on October 6, 2004. This terribleevent
is a stark reminder of the difficult and sometimes dangerous challenges faced by
correctional authorities.
The Office of the Correctional Investigator
The Correctional Investigator is mandated by Part III of the Corrections and Conditional
Release Act to be an Ombudsman for federal offenders. The primary function
of the Office is to investigate and resolve individual offender complaints. As well,
the Office has a responsibility to review and make recommendations on the Correctional
Service's policies and procedures dealing with individual complaints. This is to
ensure that systemic areas of concern are identified and appropriately addressed.
Again this year, the Correctional Service of Canada made significant progress in
some key areas of concern. For example:
- the Service is preparing to launch Canada's first safe tattooing pilot project in
six penitentiaries. This will be a significant step to further curtail the spread
of infectious diseases and will clearly demonstrate a commitment by the Service
to improve public health;
- the Service made some important gains in its level of compliance with "use of force"
policy and procedural requirements;
- the Service has expanded the use of agreements with Aboriginal communities for the
custody and supervision of Aboriginal offenders in the Prairie Region. Moreover,
Aboriginal-specific programming provided by the Service appears to be increasingly
well received by Aboriginal offenders;
- we noted measurable improvements in the timely processing at the institutional level
of inmates' claims against the Crown; and,
- this year marks the closure of the last co-located unit, where women offenders were
detained within otherwise male penitentiaries.
During this past year, I had an opportunity to visit many correctional institutions
in diverse communities across Canada and to engage with many correctional stakeholders.
In my travels, it became apparent to me that there are three pillars to ensuring
that the federal correctional system meets its two statutory objectives of safe
and humane custody and supervision of offenders, and assisting the rehabilitation
of offenders and their return to the community as law-abiding citizens. The three
pillars are:
- the absolute necessity of fostering a strong culture of human rights within the
Correctional Service of Canada;
- the need for correctional staff and senior managers to be accountable in their administration
of law and policy; and,
- the requirement to assist offenders to ensure their timely safe reintegration into
the community.
This year's Annual Report is structured differently from previous years. It is divided
in two parts, the first part dealing with the three pillars and the second with
key areas of concern about the treatment of federal offenders.
I begin with the three pillars because it is important for everyone that the correctional
system comply with the laws governing fair and effective treatment of inmates. Carrying
out the law and making fair decisions are key to increasing safety in penitentiaries
for both staff and inmates. Ultimately, by endorsing a human rights approach there
is a greater likelihood that the correctional system will release law-abiding citizens
into society.
The Three Pillars
1. Human Rights and Corrections
Respecting and preserving fundamental human rights and freedoms should form the
backbone of any correctional endeavour. The regular duties and functions of all
correctional staff such as initiating use of force, searches, placements in segregation
and transfers to higher security significantly impede and intrude upon the rights
of offenders. The Correctional Service of Canada has great authority over every
single aspect of the lives of offenders. For this reason, the actions of the Correctional
Service of Canada must comply with the rule of law and be consistent with human
rights protections afforded by law.
Human rights are universal legal guarantees protecting individuals and groups against
actions that interfere with fundamental human freedoms and dignity. Canada's human
rights obligations flow from many international treaties, conventions and declarations[1], and domestic statutes[2] and constitutional texts.[3]
Jointly, they form the bedrock upon which the Correctional Service's operations
are based. Through respecting the human rights of offenders, we as a society convey
a strong message that everyone, regardless of their circumstance, race, social status,
gender or religion, is to be treated with inherent respect and dignity.
Human Rights
Respecting and preserving fundamental human rights and freedoms should form the
backbone of any correctional endeavour.
The human rights obligations of the Correctional Service of Canada can be summarized
in four key principles:
- the safety of correctional staff, offenders and society at large is to be paramount;
- offenders are to retain the human rights and fundamental freedoms of all members
of society, except those that are necessarily removed as a consequence of their
sentence;
- decisions affecting offenders are to be made in a fair and forthright manner consistent
with legislation and policy; and,
- correctional authorities should apply the "least restrictive measures" in exercising
their responsibilities consistent with public safety.
Failure to comply with any of these four principles jeopardizes public safety because
it hinders rehabilitation of offenders. For example, offenders may attend very highly
regarded and appropriate rehabilitation programs aimed at reducing the risk of re-offending.
However, if they live within an environment inconsistent with fair and humane custody,
gains made in treatment may erode or dissipate completely. An environment respectful
of human rights is conducive to positive change, whereas an environment of abuse
and disrespect has the opposite effect.
Canada's domestic and international human rights framework was designed to ensure
that the correctional system:
- promotes and monitors respect for human rights;
- prevents human rights violations; and,
- detects and remedies human rights violations.
When applied effectively, this framework can help prevent human rights breakdowns,
detect violations when they occur and rectify the situation to ensure that they
do not happen again. Compliance can only be achieved if correctional staff and senior
management have a clear, common understanding of human rights rules.
2. Accountability of Front-line Staff and Senior Management
Accountability is fundamental to our democratic system of government. Accountability
and transparency in decision-making are fundamental features of a compliant and
effective correctional system.
The Correctional Service of Canada must possess the means, strategies and methods
for evaluating its performance, and be able to demonstrate to Parliament and Canadians
the efficacy and fairness of its decisions. The corporate governance structure must
be responsive and be capable of preventing, detecting and rectifying violations
of law and policy in a timely fashion.
Accountability in Corrections also means being responsive to the areas of concerns
raised by offenders. Mandated agencies, including the Service and this Office, must
respond to the concerns of offenders in an objective, timely and corrective fashion.
It is well understood that accountability and governance of a decentralized organization
of the size of the Correctional Service of Canada pose management challenges. Nevertheless,
strong, central leadership is required to ensure that front-line staff, mangers
and senior managers understand their respective responsibilities and remain fully
accountable. Unions must also accept and promote the dual roles security and assistance
of the correctional mandate.
Accountability Accountability and transparency in decision-making
are fundamental features of a compliant and effective correctional system.
With the enactment of the Department of Public Safety and Emergency Preparedness
Act, this past year, the Minister of Public Safety and Emergency Preparedness
has a clear role and responsibility to establish strategic priorities for her Portfolio
agencies, which include the Correctional Service of Canada. The Minister has the
authority to initiate, recommend, coordinate, implement or promote policies, programs
or projects relating to public safety.
This Office was encouraged by the Ministerial response to the recommendations from
last year's Annual Report and fully supports her role and commitment in ensuring
the accountability of the federal correctional system to Canadians and Parliament.
3. Reintegration of Offenders
The Correctional Service of Canada's enabling statute, the Corrections and Conditional
Release Act, builds upon the belief that successful rehabilitation and
safe reintegration of offenders depends upon providing humane treatment and the
least restrictive forms of custody and control, consistent with public safety. The
Act mandates that reasonable steps be taken to ensure that the living and working
conditions of offenders are healthful and free of practices that undermine personal
dignity.
All of our international and domestic human rights instruments affirm that persons
deprived of their liberty have the right to be treated with fairness and have the
right not to be subjected to cruel, inhumane or degrading treatment or punishment.
The best argument for observing human rights standards is not merely that they are
required by international or domestic law, but that they actually work better than
any known alternative for offenders, for correctional staff and for society at
large. Compliance with human rights obligations improves, though does not guarantee,
the likelihood of releasing a more responsible citizen in a timely fashion.
Humane treatment Successful rehabilitation and safe reintegration
of offenders depends upon providing humane treatment and the least restrictive forms
of custody and control, consistent with public safety.
Successful, safe and timely reintegration is more likely to occur when rehabilitation
programs, based on solid evidence, are provided early and throughout the sentence.
These programs might target such problems as anger management and anti-social attitudes.
Other programs, such as employment skills and education, must also be made available
to offenders to better equip them for their eventual return to the community.
It is equally important to provide psychological and psychiatric services to offenders
who have been identified as suffering from mental health problems such as schizophrenia
and depression. Neglecting these areas of concern will jeopardize public safety
and further cast doubts upon the ability of correctional and conditional release
authorities to fulfill their mandates.
While some progress has been achieved during this past year, the Correctional Service
of Canada continues to have significant and persistent challenges in the three pillars
outlined above. The Office of the Correctional Investigator remains concerned about
unresolved human rights issues, accountability gaps and failures to maximize offenders'
chances of safe reintegration into the community.
We continue to encounter instances in which the legal and policy framework governing
federal Corrections is not consistently applied, resulting in unnecessary restrictions
on offenders' rights. Accountability monitoring systems remain weak in several areas.
Too often we are confronted with situations where the Service is defensive about
accepting responsibility for human rights compliance breakdowns and is unresponsive
about rectifying the situation promptly. There are recurring management accountability
problems commitments are made and not followed through; action plans are developed
and not implemented; and recommendations of this Office are repeatedly rejected,
while underlying systemic issues remain unresolved.
There are a number of issues from previous years which remain under active review
by the Service. The level of institutional violence and inmate injuries have for
a number of years been an area of concern for both this Office and the Service.
Last year, more than a thousand offenders required medical attention as a result
of assaults, fights or self-inflicted injuries. A further thousand offenders suffered
"accidental injuries." There were as well some 800 reportable use of force incidents
in federal institutions last year with approximately 20 per cent involving the use
of chemical agents. These numbers are to say the least disconcerting.
The Service's investigative process continues to be non-compliant with policy requirements
related to analyzing and reviewing investigations into incidents of offender death
or serious bodily injury. This remains a significant area of concern and will be
vigorously pursued with the Service.
Key Challenges The Office of the Correctional Investigator remains
concerned about unresolved human rights issues, accountability gaps and failures
to maximize offenders' chances of safe reintegration into the community.
On a positive note, the Service has taken initial steps to collect information on
a quarterly basis on inmate injuries and use of force incidents in an attempt to
identify causes and areas where corrective action can be taken. Moreover, the Service
has established an effective review and training process. This has resulted in both
a reduction in the use of force incidents and a higher level of compliance with
existing policy and procedural requirements.
This Office's mandate as an ombudsman for federal Corrections is to investigate
and attempt to resolve individual offender complaints. As well, it is responsible
for reviewing and making recommendations on correctional policies and procedures
dealing with individual complaints. This is to ensure that systemic areas of concern
are identified and appropriately addressed. This responsibility cannot be met unless
the Correctional Service is consistently responsive in a thorough, objective and
timely manner. I look forward to working with the Commissioner during the next year
to ensure that our collective responsibilities in addressing these areas of concern
are met.
Review of Key Areas of Concern
In this section, I will highlight key areas of concern and make recommendations
to improve the Service's overall performance on issues related to human rights,
accountability and safe reintegration. There are other areas which remain ongoing
concerns for this Office and which are not featured in this Report, such as investigations
involving major injuries or death, inmate finances and tailored programming and
services for younger and older offenders. I will endeavour to continue working with
the Service to achieve progress on these ongoing matters.
1. Mental Health Services
Over the years, this Office has been concerned with the increasing needs of one
of the most vulnerable groups of offenders those suffering from mental illnesses.
In our last Annual Report, we included a special section highlighting our concerns.
By and large, the section reflected our support for the mental health strategy recently
developed by the Correctional Service of Canada and endorsed by its Executive Committee
in July 2004. The Correctional Service's strategy acknowledges that the proportion
of federal offenders with significant, identified mental health needs has more than
doubled over the past decade. The strategy was released at approximately the same
time as the study on health care needs of federal inmates was published in the April
2004 issue of Canadian Journal of Public Health (see
www.cpha.ca).
This study indicated that inmates have consistently poorer physical and mental health
as compared to the general population, regardless of the indicator chosen. That
includes such socio-economic measures as level of education and unemployment; health
behaviour, such as smoking and substance abuse; chronic conditions, including diabetes
and heart conditions; infectious diseases, such as
HIV and tuberculosis; mental heath disorders, including schizophrenia
and mood disorders; and mortality, such as homicide and suicide.
Unfortunately, mental health services offered by the Correctional Service to these
offenders have not kept up with the dramatic increase in numbers. The level of mental
health services available is now seriously deficient. This has been further highlighted
by a recent review on mental health, mental illness and addiction conducted by the
Senate Standing Committee on Social Affairs, Science and Technology, chaired by
the Honourable Michael J.L. Kirby. In the Committee's interim report[4] , the Committee concurred with the Correctional
Service's conclusions that:
- the Service must have a greater capacity to respond to the needs of offenders to
gain access to mental health services and addiction treatment;
- the Service's five treatment centres are not resourced at levels comparable to provincial
forensic facilities;
- psychologists are primarily engaged in risk assessment for conditional release decision-making
as opposed to treatment and rehabilitation; and,
- there is no specific training for front-line correctional staff on mental illness
and addiction.
The need for enhancements to community support for offenders on release was also
identified as a priority to provide services throughout the course of the sentence
and beyond.
Mental health The proportion of federal offenders with significant,
identified mental health needs has more than doubled over the past decade.
The Service's strategy promotes the adoption of a continuum of care from initial
intake through to the safe release of offenders into the community. The strategy
indicates that significant investments are required in four major areas:
- comprehensive clinical intake assessment;
- specific requirements for enhancing the Service's current Treatment Centres;
- intermediate mental health care units within existing institutions to provide on-going
treatment and assessment during the period of incarceration; and,
- community mental health services to support offenders on conditional release.
The Office was pleased that this past year the Executive Committee of the Correctional
Service of Canada fully endorsed the above four-point strategy, and that funding
was secured for many aspects of the community component of the strategy. Unfortunately,
the Service has not secured or identified funding for the other three key components
of its strategy.
The Service has developed an action plan filled with desirable commitments and timelines,
but we anticipate little or no progress as the Service has admitted that it does
not have a matching funding plan to implement the front end of its strategy. We
are encouraged that the Service is examining its governance structure in the area
of health and mental health care delivery to improve accountability of both regional
and national headquarters. To date, the Service has not injected additional funds
to support the implementation of the new structure.
Again, we welcome the news of new investments in community mental health. Mentally
disordered offenders will be better served as they prepare for release and during
their release into the community. However, strengthening the back end of the Service's
mental health system provides only a partial solution. Properly assessing the offender
population at intake and ensuring that their mental health needs are adequately
addressed throughout their sentence is what should be done. This would enhance public
safety by maximizing safe reintegration into the community. And it would fully capitalize
on the community mental health component of the Service's strategy.
Recommendation #1:
(a) I recommend that the Service secure and commit adequate funding for the
timely implementation of its entire mental health strategy.
(b) I recommend that the Service take immediate steps to sensitize and train
all front-line staff to appropriately identify disruptive mental health behaviour
and respond accordingly.
2. Women Offenders
Last year our Annual Report once again documented the failure of the Correctional
Service of Canada to implement key recommendations of Madame Justice Arbour's 1996
Commission of Inquiry into Certain Events at the Prison for Women in Kingston.
Over the years the Correctional Service repeatedly claimed that it took "decisive
action on all [of Justice Arbour's] 87 recommendations/sub-recommendations, with
few exceptions". But subsequent significant inquiries, commissions and reports[5] for the most part have repeated
many of Justice Arbour's key 1996 recommendations.
The Canadian Human Rights Commission (http://www.chrc-ccdp.gc.ca)
concluded again in a Special Report in 2003 that the Service had made some progress,
but discriminatory practices were present in many significant areas. These included
security classification, risk and needs assessments, responsive core programming,
mental health services and reintegration policies for women offenders in general
more acutely for women with disabilities and Aboriginal women.
The opening of new regional facilities has not resulted in the evolution of human
rights and effective correctional policies and practices anticipated in 1996. The
Service continues to use classification tools and procedures that have been identified
as discriminating against, and over-classifying, women offenders. This is contrary
to the Canadian Human Rights Act and the Corrections and Conditional Release
Act.
A security classification process appropriate to women offenders has yet to be finalized.
Yet it was initially identified as problematic by the Task Force on Federally Sentenced
Women in 1990 and further commented on by Justice Arbour in 1996.
Women offenders Systemic barriers and limited opportunities persist
for Aboriginal women offenders to reintegrate in a timely fashion into their home
communities.
The Service is failing in its obligation to promptly implement less restrictive
alternatives to long-term segregation cases. It has not implemented independent
adjudication of administrative segregation decisions to ensure legal compliance
and fairness as recommended by Justice Arbour and the 2003 report from the Canadian
Human Rights Commission (CHRC).
There remain significant barriers to the safe reintegration of women offenders,
such as the overall lack of access to programming specifically designed to meet
the needs of women. As well, there is not enough meaningful employment and employability
programming, and inadequate accommodation and support for women offenders upon their
release into the community.
Access to programs in secure units remains problematic. Only one true minimum-security
institution exists and it is under-utilized. Systemic barriers and limited opportunities
persist for Aboriginal women offenders to reintegrate in a timely fashion into their
home communities as evidenced by the disproportionate number of Aboriginal offenders
on statutory release.
Appropriate and timely resolutions of harassment grievances have yet to become a
reality. Limited training in women-centred approaches for front-line staff has further
hindered progress despite previous commitments.
Finally, the Service's governance structure remains inconsistent with that recommended
by Justice Arbour to ensure the development of an effective "separate stream" for
women's Corrections.
The Service's response to the CHRC
report was released in February 2005. While providing a detailed bureaucratic action
plan to the Commission's report, it has skirted in large part the substance and
intent of the recommendations. This Office's comments on the Service's action plans
forwarded to the Deputy Commissioner for Women in March of 2005 can be found on
our website (www.oci-bec.gc.ca).
The Minister indicated in response to the recommendations of my previous Annual
Report that she was advised by the Commissioner that the Service is preparing a
10-year public status report on women's Corrections, which will provide a detailed
response to all of the recommendations in the Arbour Report as well as other relevant
reports.
Recommendation #2:
I recommend that in May of 2006 the Minister appoint an Expert Committee to
publicly report on the progress detailed in the Service's response on the advancement
of human rights, fairness and equity issues since Madame Justice Arbour's report
of 1996 the Committee's report to be provided to the Minister by October 2006.
3. Aboriginal Offenders
The treatment of Aboriginal offenders has been a grave concern for this Office for
a very long time. In fact, in the very first Annual Report 1973-74 of this Office,
the then Correctional Investigator, Inger Hansen, reported instances of systemic
discrimination against federally-sentenced Native offenders. Over the past decade,
our Annual Reports have made specific recommendations focused on addressing the
systemic and discriminatory barriers that prevent Aboriginal offenders from full
benefit of their statutory and constitutional rights and that significantly limit
their timely and safe reintegration into the community.
Despite some positive steps, it is our view that the overall situation of Aboriginal
offenders has not measurably improved in recent years. Aboriginals account for a
disproportionately high share of the prison population. They represent a staggering
18 per cent of the federal prison population although they amount to just 3 per
cent of the general Canadian population.
Aboriginal offenders Despite some positive steps, it is our view
that the overall situation of Aboriginal offenders has not measurably improved in
recent years.
The Service does not have control over admissions into its penitentiaries. But it
has a statutory and constitutional obligation to do what it possibly can to attend
to the rights and unique cultural needs of Aboriginal offenders and to effectively
assist Aboriginal offenders to reintegrate into the community.
The Service has many mechanisms at its disposal to improve the situation and circumstances
of Aboriginal offenders. The Corrections and Conditional Release Act provides
a powerful and effective framework to mitigate against systemic discrimination during
federal custody and community reintegration. The Service also continues to benefit
from many years of government-wide commitments and financial investments to improve
the overall situation of Aboriginal People in Canada. These commitments and investments
have translated into some successful programming initiatives, but the overall impact
has been sadly limited.
The Service's own statistics confirm our belief that the situation of Aboriginal
offenders is not improving in many areas that the Service can positively influence.
Aboriginal offenders are released much later in their sentence than non-Aboriginals,
and tend to waive their rights to parole hearings at a much higher frequency than
non-Aboriginal offenders.
Compared to non-Aboriginals, Aboriginal offenders do not benefit equally from earlier
forms of discretionary conditional releases, such as temporary absences, work releases
and parole. Compared to non-Aboriginals, a disproportionate number of Aboriginal
offenders continue to exit federal penitentiaries on statutory releases. In this
regard, the situation for Aboriginal offenders has deteriorated in the last five
years as more and more are now released at their statutory release date.
Aboriginal offenders are also more likely to have their conditional release revoked
than non-Aboriginals the higher rate of revocation without new offences is especially
worrisome. Aboriginals are under-represented in minimum security institutions and
measurably more likely to be identified as having a low reintegration potential
and being high-needs offenders. They are also significantly over-represented in
administrative and disciplinary segregation.
The Service may claim that these developments are the direct result of the changing
offender profile. However, an equally valid conclusion is that this state of affairs
flows from the continued use of culturally-insensitive decision-making and a lack
of national focus.
The Service has invested a great deal of effort and resources to address Aboriginal
issues. However, these efforts and resources have not resulted in the kind of significant
progress needed to improve the overall situation of Aboriginal offenders.
After years of changes in leadership within the Service, task force reports, studies,
national strategies, partnership agreements and action plans, the efforts and resources
remain in large part unfocused, fragmented and ineffective. The Service has failed
to establish a representative workforce at all levels of the organization
and it has provided limited career opportunities for Aboriginal staff. This has
hindered progress in attracting and retaining Aboriginal employees.
The Service recently issued a further updated draft strategic document, entitled
Strategic Plan for Aboriginal Corrections (2005/06-2009/10), aimed at improving
its performance on the management of Aboriginal issues. This latest draft document
is superior in overall quality and focus to previous incarnations. However, the
organization has failed to appoint a specific Deputy Commissioner responsible for
Aboriginal issues to ensure the implementation of the strategic plan. For that reason,
we are not optimistic that this plan will succeed in improving human rights compliance
and timely, safe reintegration of Aboriginal offenders.
This plan could yield some much-needed progress if there is a significant change
in the Service's governance and leadership structure, paired with a commitment to
independent review of policies and evaluation of actuarial tools. Moreover, this
is an area where we believe that strong Ministerial leadership and accountability,
consistent with the overall government direction in the area of Aboriginal justice
policies, is required to move this challenging agenda forward.
Recommendation #3:
(a) I recommend that the Service modify its governance structure and immediately
appoint a Deputy Commissioner for Aboriginal Offenders with the authority to implement
the Service's Strategic Plan for Aboriginal Corrections.
(b) I recommend that the Service publicly release quarterly reports on the implementation
of its Strategic Plan for Aboriginal Corrections, along with the quarterly performance
reports on Aboriginal issues currently being developed by the Service.
4. Inmate Grievances, Allegations of Harassment and Staff Misconduct
The Corrections and Conditional Release Act requires the Service to establish
"a procedure for fairly and expeditiously resolving offenders' grievances". And
it states that offenders must "have complete access to the offender grievance procedure
without negative consequences."
With more than three decades of experience trying to create an effective system,
it would be reasonable to expect that the Service would have already met these mandatory
requirements. One could also expect that the Service would be highly skilled at
relying on grievance statistics and other initiatives, such as alternative dispute
resolution programs, to reasonably and fairly address offender complaints at the
institutional level.
Unfortunately, over the years the Service has had a dismal overall performance in
these areas. Its grievance policy is overly bureaucratic resulting in continuing
unacceptable delays in response to offender grievances. The system has been ineffective
in dealing with the chronic backlog of cases. There is a lack of commitment by senior
management to the grievance process and as a result, the process is dysfunctional
in terms of "expeditiously resolving offender grievances," most notably at the national
level. This situation continues to have an impact on the operations of this Office
as increasingly more offenders now turn to us to resolve their concerns.
Inmate grievance process The process is dysfunctional in terms
of "expeditiously resolving offender grievances," most notably at the national level.
Grievance data collection has improved in recent years, but there is little evidence
that senior management uses the information to implement strategies to prevent future
complaints or systematically address areas of concern. This is, in our view, one
of the best long-term solutions to ensure a consistent application of policies and
procedures related to areas of complaint. We are also aware that many Service policy
sectors at the national level are unaware of the nature of the complaints and grievances
that are resolved at the institutional or regional levels within their areas of
responsibility.
The Service appears to be tentatively pursuing promising alternative dispute resolution
initiatives, such as appointments of institutional mediators or the introduction
of increased outside review of offender complaints. Such initiatives have the potential
of alleviating the organization's grievance-related workload issues while diminishing
tensions and reasonably addressing disputes in penitentiaries. However, these initiatives
appear to be without senior management commitment. The Service's lack of long-term
vision in this area is regrettable.
The Service introduced a new procedure two years ago to reasonably address harassment
grievances. This was seven years after Justice Arbour recommended the immediate
development and introduction of a responsive policy. The issues pertaining to harassment
grievances have been repeatedly raised as a key priority in our past Annual Reports
and the most recent 2003 report from the Canadian Human Rights Commission.
More than two years after introducing this new procedure, the Service released in
March 2005 a report entitled Assessment of Monitoring Systems for Offender Harassment
Grievances. The report candidly admitted that "...there remain significant
gaps in compliance with policy and procedures. Key is a lack of understanding of
what constitutes harassment. This translates into non-compliance with the harassment
grievance management process." The report makes several positive recommendations,
but a reasonable and committed action plan has yet to be developed and endorsed
by the Service's senior management. It is as well noted that the Service does not
have accurate statistics on the total numbers of harassment grievances, outcomes
or resolution rates.
While the Service would appear to have finally developed a reasonable harassment
policy, we remain extremely concerned that so little progress has been made in ensuring
compliance with the policy provisions in such a key priority area, given the recommendations
of Justice Arbour almost a decade ago.
Recommendation #4:
(a) I recommend that the Service take immediate steps to overhaul its operations
and policies in the area of inmate grievances to ensure fair and expeditious resolution
of offenders' complaints and grievances. The review should include a specific focus
on addressing harassment and staff misconduct grievances.
(b) I recommend that an external consultant be retained to assist the Service's
review of its operations and policy to ensure fair and expeditious resolution of
offenders' complaints and grievances, and to improve its use of evidence-based strategies
to ensure consistency in addressing areas of offender concern.
5. Case Preparation and Access to Programs
This Office initially raised the issue of delayed case preparation and access to
programs in its 1988/89 Annual Report. The focus at that time was on the increasing
inability of the Service to prepare the cases of offenders in a thorough and timely
fashion for conditional release consideration. It was evident from our review of
the complaints received at the time that a significant number of these delays were
directly related to the Service being unable to provide the required assessments
and treatment programming in advance of the offender's scheduled parole hearing
dates. Seventeen years later, these issues have yet to be adequately addressed.
The timely provision of inmate programming continues to be a problem. There is overcrowding
at the medium and maximum security levels while there are significant vacancies
at the minimum security levels. Last year, on average minimum security institutions
operated at 35 per cent below capacity. Delays in the preparation of cases for conditional
release consideration remain unreasonably high. Work release and unescorted temporary
absence programming, particularly at the medium security level, continue to decline.
It is important to note that again Aboriginal offenders are particularly negatively
affected by these practices.
The Office's previous recommendations in an attempt to begin addressing this issue
have called for a review in the following areas:
- current program capacity, the extent of waiting lists and the introduction of measures
required to address deficiencies;
- the specific reasons for the high number of waivers, postponements and adjournments
of National Parole Board hearings;
- the causes for the dramatic decline in unescorted temporary absence and work release
programming; and,
- the factors having an impact on the continuing disadvantaged position of Aboriginal
offenders in terms of timely conditional release.
In an attempt to address some of our recommendations, a joint working group involving
the Correctional Service of Canada, the National Parole Board and the Office of
the Correctional Investigator was established and in December 2004 issued a document
entitled Report on Factors Causing Delays in National Parole Board Reviews.
The report of this Joint Review provided concrete recommendations to facilitate
timely Parole Board reviews. It also recommended ensuring that offenders appearing
before the Board have received the assistance and programs they need for their eventual
safe community reintegration. The issues raised in this report continue to be a
significant concern for all of the organizations involved.
Recommendation #5:
I recommend that the Service immediately develop a responsive action plan to
implement the recommendations of the Correctional Service of Canada/National Parole
Board/Office of the Correctional Investigator Joint Review Report on F actors Causing
Delays in NPB Reviews in collaboration
with the Parole Board and the Office. The action plan should include a strong audit
and evaluation component.
6. Population Management
After years of calls for fundamental reforms, the Service continues to place offenders
in administrative segregation and other more restrictive environments as its main
tool for resolving disputes and tensions in penitentiaries. Over the last fiscal
year, the Service made yet again a staggering 7,200 placements in administrative
segregation. On any given day, there were, on average, approximately 800 offenders
in segregation during this past year. This number is excessively high when one considers
that a few years ago the Service introduced a number of other restrictive environments,
such as transitional units, to assist in reducing the segregated offender population.
In these instances, offenders have limited access to programs and services and limited
ability to associate with other inmates.
Segregation After years of calls for fundamental reforms, the Service
continues to place offenders in administrative segregation and other more restrictive
environments as its main tool for resolving disputes and tensions in penitentiaries.
In recent years, this Office has witnessed a "widening of the net" of restrictive
correctional environments. Long-term administrative segregation persists on any
given day during this past year, over 40 per cent of segregated offenders spent
over 60 days in administrative segregation. At the same time, the Service has dramatically
expanded the number of placements in other restrictive environments, without providing
adequate procedural safeguards and access to programs and services. For example,
it has opened several "transitional units", which allow somewhat more interactions
between offenders and limited access to programs compared to segregation units.
Unfortunately, the Service does not keep any statistics on the number of offenders
housed in these "transitional units" or on their average length of stay.
In her 1996 report, Madame Justice Arbour concluded that "the management of administrative
segregation that I have observed is inconsistent with the Charter culture
which permeates other branches of the administration of the criminal justice." She
went on to say: "I see no alternative to the current overuse of prolonged segregation
but to recommend that it be placed under the control and supervision of the courts.
Failing a willingness to put segregation under judicial supervision, I would recommend
that segregation decisions made at an institutional level be subject to confirmation
within five days by an independent adjudicator." In response to these findings and
recommendations, the Service appointed a Task Force to assess whether the situation
in men's penitentiaries was similar to the one observed by Justice Arbour at thePrison
for Women.
The Task Force on Administrative Segregation concluded in its final report in March
1997 that there was "...sufficient evidence of a casual attitude towards the demands
of the law by CSC staff
members and managers to justify Madame Justice Arbour's assertion that
CSC has a culture that does not respect the 'Rule of Law'." The Task
Force went on to recommend rigorous enhancements to the administrative segregation
process and experimenting with models of independent adjudication as proposed by
Justice Arbour.
The Task Force also recommended the introduction of "transitional units" as temporary
measures to bridge segregated offenders into the general inmate population. Unfortunately,
many offenders now serve a significant part of their penitentiary sentence in these
"transitional units" without benefiting from a pro-active reintegration strategy
and formal regular reviews as legally afforded to offenders in administrative segregation.
Contrary to their initial objective, "transitional units" are rapidly becoming permanent
living quarters for many offenders.
The Service never assessed the model of independent adjudication as recommended
by the Arbour Report, but instead piloted and evaluated an alternative model. The
evaluation of this model conducted by the Service instead assessed the benefit of
adding an external community member to existing Segregation Review Boards. The evaluation
was also deficient as few cases were reviewed and the duration of the pilot project
was insufficient to adequately assess the benefit of the expanded external membership
of these review boards. Nonetheless, the evaluation did in fact conclude that procedural
fairness was improved. The fact that the outcome of the decision was unaffected
is not in our view relevant fairness is a key principle of administrative law
and a failure to provide due process is subject to judicial review.
In the end, the Service rejected independent adjudication and continues to this
day to argue that an enhanced internal segregation review process can achieve fairness
and compliance with the rule of law. Recent changes proposed by the Service, such
as reviews by Regional Review Boards at the 120-day mark instead of 60-day mark,
also fail to demonstrate a strong commitment to fairness and the timely implementation
of less restrictive alternatives. Since the Arbour Report of 1996, several other
internal and external reports[6] have
all observed similar fairness and non-compliance issues as highlighted in the Arbour
Report. They have also made similar recommendations for the independent adjudication
of segregation cases.
In 2004, the Department of Public Safety and Emergency Preparedness Canada undertook
its own evaluation and found that the Service's repeated attempts to achieve compliance
with the rule of law and fair decision-making through operational enhancements to
administrative segregation processes did not yield sufficient, sustained or desired
results. The Department recommended to the Service's Executive Committee that it
implement and test models of independent adjudication, but again this recommendation
was rejected by the organization.
The Task Force on Administrative Segregation contained a set of key recommendations
that were never addressed by the Service. These 1997 recommendations are even more
relevant today after the Service has expanded its reliance on more restrictive population
management. The Task Force observed that the Corrections and Conditional Release
Act only refers to two types of incarceration: those inmates in the general
inmate population and segregated inmates. The law stipulates precisely the rights
and entitlements of each of those two populations, and describes rigorous procedural
fairness for placements in administrative segregation. For example, this includes
notices, reviews, hearings, regular visits by heads of institutions and health care.
Over the years, the Service introduced a multitude of different offender sub-populations
that fall in-between those two defined populations. Unfortunately, the law is silent
on the rights and entitlements of these offenders, and what degree of procedural
fairness is required for each sub-population.
The Task Force recommended that this legislative omission be addressed to provide
a statutory framework for the Service to create and manage sub-populations in accordance
with due process. It was further recommended that, pending enactment of this legislation,
the segregation review process under the Act should be used for any offender confined
in any situation that is not considered to be within the general inmate population.
This would allow inmates separated against their will from the general prison population
to seek a decision with respect to:
- the grounds of their involuntary presence in any condition of separation
from the general inmate population, including segregation;
- the measures which should be taken to permit release as soon as possible; and,
- the rights, privileges and conditions of confinement which they should be given.
The Service did not follow up on these important Task Force recommendations. It
still has no clear national policy on the rights and entitlements of offenders incarcerated
in various forms of restrictive settings, and what degree of procedural fairness
is required for each of these offender sub-populations.
Recommendation #6:
(a) I recommend that the Service immediately adopt the independent adjudication
model for administrative segregation proposed by the Department of Public Safety
and Emergency Preparedness Canada.
(b) I further recommend that the Service conduct a comprehensive review on the
rights, entitlements, access to programs, level of association and applicable procedural
safeguards for all of its sub-populations that are not considered to be the general
inmate population or administrative segregation. The review should be completed
by March 31, 2006, and specific recommendations should be made to ensure legal compliance
with due process/fairness requirements and the application of less restrictive alternatives.
7. Security Classification of Offenders
Offender Security Classification
Good decisions about security classification of offenders are essential to ensure
public safety and safe reintegration of offenders. Those decisions are at the core
of the Service's accountability to the public. Assigning a security classification
that is too low may jeopardize public safety. On the other hand, over-classifying
offenders hinders safe reintegration; violates the law which requires that the offender
population be managed using the "least restrictive measures consistent with the
protection of the public"; and unnecessarily diverts resources away from more productive
rehabilitative programs and services.
Over the years, this Office and others have become increasingly concerned about
over-classification of offenders and the discriminatory use of the Service's actuarial
risk assessment tools. Actuarial risk assessment tools are psychological scales
that measure risk such as recidivism, institutional adjustment or escape.
In May 2003, the Auditor General of Canada raised questions about the Service's
initial classification scale for women offenders, including its validity and reliability.
This followed concerns expressed in 1996 by Justice Arbour. The December 2003 report
of the Canadian Human Rights Commission concluded that the tools used by the Service
for intake risk and needs assessment, initial security classification and reviews
of classification were "...blunt instruments that tend to lead to unjustifiable
differential treatment". It added that: "In absence of adequate testing and modification,
these instruments should not be used on women or Aboriginal offenders."
In July 2004, Professor Cheryl Webster, University of Ottawa, and Professor Tony
Doob, University of Toronto, published an article in the Canadian Journal of Criminology
and Criminal Justice in which they reviewed the Service's data used to
validate its initial security classification scale. After a careful examination,
they concluded "...the scale is remarkably wanting in terms of both its predictive
validity and the equity of its outcomes with respect to women generally, and Aboriginal
women in particular". They also stated that "many women offenders are presently
being assigned to more restrictive custody levels without any empirical justification".
In December 2004, the Corrections Research Branch of the Department of Public Safety
and Emergency Preparedness conducted its own review of the Service's data. The internal
report confirmed the findings of Webster and Doob. Its authors concluded that "although
there is some evidence for its application with men, this evidence is not overly
convincing. With female offenders the evidence is much less convincing and opens
the potential for systemic bias. In our opinion, continued research on the scale
with women is likely to produce only minor improvements that may be insufficient
to justify the use of the Custody Rating Scale for such a serious task as security
placement."
The Service developed an action plan in response to the findings on the discriminatory
nature of its actuarial tools and their questionable validity. Unfortunately, the
action plan only partly responds to the many concerns raised. The Service has not
relied on a women-centred perspective or theoretical framework in the re-development
of its existing tools, and has not drawn on recognized, specialized experts on women-centred
analyses.
The Canadian Human Rights Commission recommended that the Service introduce a new
unbiased initial security classification scale by December 2004, but the Service
only expects to fully implement the new tool by fiscal year 2009/10. This means
that the Service will address this critical recommendation more than six years after
the Canadian Human Rights Commission found that women and Aboriginal offenders were
subject to systemic discrimination. This is clearly not a timely response to such
an important issue.
Recommendation #7:
I recommend that the Service, with the assistance of outside experts in women-centred
and Aboriginal approaches, implement a responsive immediate, medium- and long-term
strategy to ensure that the observed systemic discrimination of women and Aboriginal
offenders in terms of security classification and timely conditional release cease.
Classification of Offenders Serving Life Sentences
In response to public pressures, the Service issued Policy Bulletin No. 107
on February 23, 2001. It requires that federally sentenced offenders serving a minimum
life sentence for first- or second-degree murder be classified as maximum security
for at least the first two years of federal incarceration.
The negative impact of this policy was immediate. The Service's own Research Report
R-160 states that "before the policy change, roughly four-out-of-five admissions
serving minimum-life sentences for murder were being initially OSL (Offender Security
Level) placed in medium-security". The report indicates that the new policy had
the following effect: "With few exceptions, all minimum-life sentenced admissions
for first- or second-degree murder are being classified as maximum-security for
at least the first two years of their federal incarceration." This sudden unnecessary,
detrimental, expensive and illegal over-classification of these offenders has also
had a disproportionately negative impact on Aboriginal offenders.
In our Annual Report 2001/02, we stated that the Service's policy was contrary to
law, unreasonable and improperly discriminatory to offender groups such as women,
the elderly and youth. We recommended that the policy be immediately rescinded.
In our Annual Report 2002/03, we again stated that the policy was contrary to law
and counterproductive. To ensure the placement in maximum-security institutions,
the policy arbitrarily applies a high point value to the Custody Rating Scale evaluation
of incoming offenders serving life sentences. We further indicated that this is
contrary to the Corrections and Conditional Release Act, which requires
that each offender be placed at a level of security according to a wide range of
criteria.
In our latest Annual Report 2003/04, we yet again said that the policy is contrary
to the Act and has exacerbated problems of overcrowding and conflict within penitentiaries.
This Office encountered numerous examples where inmates who were clearly unsuitable
for maximum security placement have either been refused relief or have encountered
excessive delays in achieving reasonable reconsideration of their placement. Our
latest Report again concluded that the policy remains contrary to law. It continues
to produce the population management problems that arise from unnecessary placement
of some inmates in higher security settings than their circumstances require.
In its special 2003 report, the Canadian Human Rights Commission concluded that
"adding a retributive element to the carrying out of the sentence is not rationally
related to the legitimate purpose of assessing risk. It is in fact contrary to the
intent of both the Corrections and Conditional Release Act and the Canadian
Human Rights Act." The Commission recommended that the Service immediately
revoke its two-year policy. Numerous other stakeholders, including the Canadian
Association of Elizabeth Fry Societies, the St. Leonard's Society of Canada, the
Canadian Bar Association and the Church Council on Justice and Corrections have
expressed concern about this policy.
Recommendation #8:
For a fourth consecutive year, I recommend that the Service immediately repeal
its illegal policy which requires that federally-sentenced offenders serving a minimum
life sentence for first- or second-degree murder be classified as maximum security
for at least the first two years of federal incarceration. Failing a positive response
from the Service, I continue to look to the Minister's leadership to ensure that
this illegal policy is rescinded as soon as possible .
8. Ministerial Response to the Correctional Investigator's Annual Report 2003-04
Last year, my Annual Report included four recommendations that were directed to
the Minister of Public Safety and Emergency Preparedness. The following four recommendations
represented issues of long-standing concern with significant implications to the
offender population. I recommended that:
- the Minister appoint a Deputy Commissioner Aboriginals specifically responsible
for Aboriginal programming and liaison with Aboriginal communities, as a permanent
voting member of all existing Senior Management Committees, to ensure an Aboriginal
perspective and presence in Service decision-making; and, that the Minister initiate
an external evaluation of the Service's policies, procedures and evaluation tools
to ensure that existing discriminatory barriers to the timely reintegration of Aboriginal
offenders are identified and addressed. This review should be undertaken independent
of the Service, with the full support and involvement of Aboriginal organizations,
and report by March 31, 2005;
- the Minister mandate the early publication of a "final response plan" on Madame
Justice Arbour's recommendations, followed by a consultation process involving all
interested stakeholders;
- if the Service does not repeal its policy concerning the security classification
of offenders serving life sentences, that the Minister initiate an immediate review
on both the legality of the policy and its impact on individual offenders over the
preceding three years; and,
- if the Service fails to introduce, before March 31, 2005, a safe needle exchange
program based on thorough consultation with medical and security experts, offenders,
Service staff and concerned community organizations, that the Minister direct the
introduction of such a program.
I was pleased that the Minister responded in a positive and constructive manner
to the above recommendations. The Minister's response is reproduced in
Annex B.
On the issue of Aboriginal Corrections, the Minister has asked the Commissioner
to further explore the feasibility of appointing a Deputy Commissioner for Aboriginal
Offenders. It is our strong belief that this governance change is required to move
the Aboriginal agenda forward, and this is why we have recommended again in this
year's Annual Report the appointment of a Deputy Commissioner for Aboriginal Offenders.
As well, the Service will conduct a review of Aboriginal policies, procedures and
evaluation tools to ensure that they are both culturally sensitive and do not present
barriers to the safe and timely reintegration of Aboriginal offenders. Although
this is an internal review, it is a first step in identifying discriminatory barriers
to effective conditional release.
As for the final response plan to the 1996 Commission of Inquiry at the Prison for
Women, we are encouraged that the Commissioner has undertaken to provide
a detailed public response to all of the recommendations made by Madame Justice
Arbour as indicated in a previous section of this Report. Women's Corrections over
the past decade has been the focus of a number of significant reports and recommendations.
A detailed comprehensive public account of the actions taken in response to these
reports is long over due.
The Service has proposed a number of amendments to the policy requiring offenders
sentenced to life to serve the initial two years of their sentence in maximum security
institutions. But, it remains in our opinion illegal. We continue to look to the
Minister's leadership to ensure that this policy is rescinded as soon as possible.
Finally, the Minister has indicated openness to explore the viability of introducing
a needle exchange program in Canadian penitentiaries. Such a program has the support
of the public health field. The leadership role undertaken by the Canadian Public
Health Agency in advancing safe needle exchange programs is a positive step in moving
this issue forward. We are also encouraged by the Service's willingness to learn
from other jurisdictions where such initiatives have been successfully implemented.
Conclusion
This year's Report is significantly different than the previous Annual Reports issued
by this Office. It was important for me to highlight the three key pillars which
must guide the actions of both the Service and my Office: a strong commitment to
human rights compliance, accountability and safe community reintegration. This Office
plays a critical role by making recommendations to assist the Service to improve
all of these key areas, and we strongly believe that the net benefit of implementing
our recommendations will ultimately improve the public safety of Canadians.
Priority recommendations We consider that the implementation of
these priority recommendations would go a long way to improving the Service's overall
performance in achieving our common goals.
Readers familiar with our past Annual Reports will also notice that this year we
limited the number of our recommendations to eight. We consider that the implementation
of these priority recommendations would go a long way to improving the Service's
overall performance in achieving our common goals.
We are encouraged by the progress that the Service has made in some areas of concern.
We are committed to continue to foster a professional working relationship and open
dialogue with our Service colleagues. We anticipate this will contribute to progress
in resolving key areas of offender concern.
Over the course of the next year, my Office will significantly increase its citizen
engagement and information sharing activities. The Government of Canada and its
criminal justice institutions continue to be confronted with increasing public pressure
demanding tougher measures, longer sentences and more stringent conditions of custody
and confinement. Sensational media reporting of incidents involving isolated and
horrifying acts of violence contributes to distorted perceptions, and pushes the
system toward adopting unproductive measures in response. Longer and tougher sentences
and harsher conditions of confinement are promoted as magical solutions to prevent
and/or deter criminal behaviour and reduce re-offending. In contrast to such perceptions,
it is well documented that social and rehabilitative initiatives are far better
and less expensive in achieving the goals of prevention and deterrence of crime
and re-integrating offenders into society.
We would like to convey our strong support for the new Protocol on the Convention
against Torture. We encourage the Canadian Government to yet again demonstrate
its leadership on the international scene by signing and ratifying this important
human rights instrument. Moving quickly on ratification would add to Canada's long
historical tradition of promoting and defending human rights and democratic values
here and abroad.
Finally, I will take this opportunity to publicly acknowledge and thank my staff
for their dedication and professionalism in managing what, at times, is an overwhelming
workload. Their commitment to fairness in addressing offender concerns is the cornerstone
to maintaining an accessible and independent avenue of redress for inmates. Their
contribution is invaluable.
Annex A: Statistics
TABLE A: CONTACTS (1) BY CATEGORY
|
CATEGORY
|
CASE TYPE
|
|
|
I/R (2)
|
INV (3)
|
TOTAL
|
|
|
|
Administrative Segregation
|
|
|
|
|
Conditions
|
15
|
81
|
96
|
|
Placement/Review
|
88
|
284
|
372
|
|
Total
|
103
|
365
|
468
|
|
|
|
Case Preparation
|
|
|
|
|
Conditional Release
|
56
|
131
|
187
|
|
Post Suspension
|
25
|
18
|
43
|
|
Temporary Absence
|
11
|
27
|
38
|
|
Transfer
|
33
|
47
|
80
|
|
Total
|
125
|
223
|
348
|
|
|
|
Cell Effects
|
198
|
369
|
567
|
|
Cell Placement
|
36
|
57
|
93
|
|
|
|
Claims Against the Crown
|
|
|
|
|
Decisions
|
12
|
19
|
31
|
|
Processing
|
16
|
24
|
40
|
|
Total
|
28
|
43
|
71
|
|
|
|
Community Programs/Supervision
|
2
|
6
|
8
|
|
Conditions of Confinement
|
110
|
220
|
330
|
|
Correspondence
|
30
|
52
|
82
|
|
Death or Serious Injury
|
8
|
5
|
13
|
|
Decisions (General) - Implementation
|
12
|
24
|
36
|
|
|
|
Diet
|
|
|
|
|
Medical
|
9
|
25
|
34
|
|
Religious
|
11
|
21
|
32
|
|
Total
|
20
|
46
|
66
|
|
|
|
Discipline
|
|
|
|
|
Major Court Procedures
|
10
|
15
|
25
|
|
Minor Court Decisions
|
6
|
7
|
13
|
|
Minor Court Procedures
|
14
|
21
|
35
|
|
Total
|
30
|
43
|
73
|
|
|
|
Discrimination
|
4
|
12
|
16
|
|
Employment
|
37
|
67
|
104
|
|
|
|
File Information
|
|
|
|
|
Access - Disclosure
|
66
|
87
|
153
|
|
Correction
|
123
|
75
|
198
|
|
Total
|
189
|
162
|
351
|
|
|
|
Financial Matters
|
|
|
|
|
Access
|
37
|
80
|
117
|
|
Pay
|
61
|
83
|
144
|
|
Total
|
98
|
163
|
261
|
|
|
|
Food Services
|
24
|
56
|
80
|
|
Grievance Procedure
|
113
|
265
|
378
|
|
Health and Safety - Worksite
|
5
|
13
|
18
|
|
Ion Scan
|
3
|
5
|
8
|
|
|
|
Health Care
|
|
|
|
|
Access
|
87
|
498
|
585
|
|
Decisions
|
86
|
220
|
306
|
|
Total
|
173
|
718
|
891
|
|
|
|
Mental Health
|
|
|
|
|
Access
|
7
|
32
|
39
|
|
Programs
|
0
|
5
|
5
|
|
Total
|
7
|
37
|
44
|
|
|
|
Methadone
|
17
|
61
|
78
|
|
Official Languages
|
9
|
11
|
20
|
|
Operation/Decisions of the
OCI
|
50
|
20
|
70
|
|
Penitentiary Placement
|
41
|
48
|
49
|
|
|
|
Programs
|
|
|
|
|
Access
|
55
|
150
|
205
|
|
Quality/Content
|
7
|
8
|
15
|
|
Total
|
62
|
158
|
220
|
|
|
|
Release Procedures
|
30
|
55
|
85
|
|
Request for Info
|
72
|
---
|
72
|
|
Safety/Security of Offender(s)
|
70
|
145
|
215
|
|
Search and Seizure
|
35
|
41
|
76
|
|
Security Classification
|
69
|
114
|
183
|
|
Sentence Administration-- Calculation
|
21
|
37
|
58
|
|
Staff Responsiveness
|
183
|
246
|
429
|
|
Telephone
|
63
|
148
|
211
|
|
Temporary Absence Decision
|
34
|
87
|
121
|
|
|
|
Transfer
|
|
|
|
|
Decision-Denials
|
86
|
187
|
273
|
|
Implementation
|
76
|
141
|
217
|
|
Involuntary
|
47
|
116
|
163
|
|
Total
|
209
|
344
|
653
|
|
|
|
Urinalysis
|
14
|
12
|
26
|
|
Use of Force
|
13
|
51
|
64
|
|
|
|
Visits
|
|
|
|
|
General
|
101
|
213
|
314
|
|
Private Family Visits
|
43
|
110
|
153
|
|
Total
|
144
|
323
|
467
|
|
|
|
Outside Terms of Reference
|
|
|
|
|
|
|
Parole Decisions
|
223
|
---
|
223
|
|
Other Issues
|
70
|
---
|
70
|
|
|
|
|
|
|
GRAND TOTAL
|
2,784
|
4,952
|
7,696
|
(1)See Glossary
(2)I/R: Immediate Response - see Glossary
(3)INV: Investigation - see Glossary
GLOSSARY
Contact:
Any transaction regarding an issue between the
OCI and an offender or a party acting on behalf of an offender. Contacts
may be made by telephone, facsimile, letter, and during interviews held by the
OCI's investigative
staff at federal correctional facilities.
Immediate Response:
A contact where the information or assistance sought by the offender can generally
be provided immediately by the
OCI's investigative staff.
Investigation:
A contact where an inquiry is made to the Correctional Service and/or documentation
is reviewed/analyzed by the
OCI's investigative staff before the information or assistance sought
by the offender is provided.
Investigations vary considerably in terms of their scope, complexity, duration and
resources required. While some issues may be addressed relatively quickly, others
require a comprehensive review of documentation, numerous interviews and extensive
correspondence with the various levels of management at the Correctional Service
of Canada prior to being finalized.
TABLE B : CONTACTS BY INSTITUTION
|
Region/Institution
|
# of contacts
|
# of
interviews
|
# of days
spent in
institution
|
|
|
|
Women's Facilities
|
|
|
|
|
Edmonton Women's Facility
|
79
|
24
|
7
|
|
Fraser Valley
|
77
|
19
|
4
|
|
Grand Valley
|
93
|
14
|
4
|
|
Isabel McNeill House
|
---
|
---
|
---
|
|
Joliette
|
90
|
10
|
4
|
|
Okimaw Ohci Healing Lodge
|
9
|
7
|
2
|
|
Nova
|
58
|
22
|
5
|
|
Regional Psychiatric Centre (Prairies)
|
23
|
9
|
2
|
|
Regional Reception Centre (Québec)
|
6
|
---
|
---
|
|
Total
|
435
|
105
|
28
|
|
|
|
ATLANTIC
|
|
|
|
|
Atlantic
|
223
|
63
|
12
|
|
Dorchester
|
231
|
61
|
10
|
|
Shepody Healing Centre
|
28
|
7
|
2
|
|
Springhill
|
104
|
40
|
7
|
|
Westmorland
|
18
|
5
|
2
|
|
Region Total
|
604
|
176
|
31
|
|
|
|
ONTARIO
|
|
|
|
|
Bath
|
117
|
43
|
10
|
|
Beaver Creek
|
35
|
5
|
2
|
|
Collins Bay
|
125
|
19
|
7
|
|
Fenbrook
|
183
|
51
|
7
|
|
Frontenac
|
49
|
24
|
8
|
|
Joyceville
|
296
|
81
|
15
|
|
Kingston Penitentiary
|
318
|
145
|
15
|
|
Millhaven
|
235
|
33
|
3
|
|
Pittsburgh
|
33
|
17
|
8
|
|
Regional Treatment Centre
|
67
|
30
|
7
|
|
Warkworth
|
325
|
80
|
16
|
|
Region Total
|
1,783
|
528
|
98
|
|
|
|
PACIFIC
|
|
|
|
|
Elbow Lake
|
4
|
10
|
3
|
|
Ferndale
|
33
|
14
|
2
|
|
Kent
|
367
|
122
|
15
|
|
Matsqui
|
84
|
21
|
9
|
|
Mission
|
217
|
86
|
13
|
|
Mountain
|
252
|
97
|
15
|
|
Pacific & RTC
|
145
|
59
|
9
|
|
William Head
|
60
|
24
|
3
|
|
Region Total
|
1,162
|
433
|
69
|
|
|
|
PRAIRIE
|
|
|
|
|
Bowden
|
247
|
85
|
14
|
|
Drumheller
|
204
|
96
|
12
|
|
Edmonton
|
260
|
70
|
16
|
|
Grande Cache
|
77
|
3
|
1
|
|
Pê Sâkâstêw Centre
|
7
|
2
|
2
|
|
Regional Psychiatric Centre
|
116
|
40
|
8
|
|
Riverbend
|
6
|
7
|
2
|
|
Rockwood
|
24
|
7
|
2
|
|
Saskatchewan Penitentiary
|
353
|
112
|
26
|
|
Stan Daniels
|
3
|
1
|
1
|
|
Stony Mountain
|
419
|
135
|
13
|
|
Region Total
|
1,716
|
558
|
97
|
|
|
|
QUEBEC
|
|
|
|
|
Archambault
|
218
|
86
|
8
|
|
Cowansville
|
189
|
120
|
16
|
|
Donnacona
|
241
|
87
|
16
|
|
Drummond
|
271
|
36
|
6
|
|
Federal Training Centre
|
117
|
28
|
5
|
|
La Macaza
|
109
|
65
|
11
|
|
Leclerc
|
147
|
32
|
11
|
|
Montée St-François
|
33
|
24
|
4
|
|
Port Cartier
|
330
|
115
|
11
|
|
Regional Reception Centre/SHU Québec
|
191
|
81
|
13
|
|
Ste-Anne des Plaines
|
24
|
12
|
2
|
|
Region Total
|
1,920
|
686
|
103
|
|
|
|
|
|
|
GRAND TOTAL
|
7,617
|
2,486
|
427
|
TABLE C: COMPLAINTS AND INMATE POPULATION - BY REGION
|
Region
|
Total number
of contacts (*)
|
Inmate
Population (**)
|
|
|
|
Atlantic
|
672
|
1,354
|
|
Québec
|
2,026
|
3,353
|
|
Ontario
|
1,885
|
3,368
|
|
Prairies
|
1,825
|
3,143
|
|
Pacific
|
1,240
|
2,010
|
|
|
|
|
|
TOTAL
|
7,648
|
13,428
|
(*)
Excludes 48 contacts from provincial institutions.
(**)
As of March 2005, according to the Correctional Service of Canada's Corporate Reporting
System.
TABLE D: DISPOSITION OF CONTACTS BY CASE TYPE
|
|
|
CASE TYPE
|
DISPOSITION
|
# OF
COMPLAINTS
|
|
|
|
|
|
Immediate Response
|
Information given
|
1,777
|
|
|
Referral
|
816
|
|
|
Withdrawn
|
191
|
|
Total
|
|
2,784
|
|
|
|
|
|
Investigation
|
Information given
|
1,468
|
|
|
Not supported
|
360
|
|
|
Pending
|
110
|
|
|
Referral
|
1,225
|
|
|
Resolution facilitated
|
1,530
|
|
|
Withdrawn
|
229
|
|
Total
|
|
4,952
|
|
|
|
GRAND TOTAL
|
|
7,696
|
TABLE E: AREAS OF CONCERN MOST FREQUENTLY IDENTIFIED BY OFFENDERS
|
|
|
TOTAL OFFENDER POPULATION
|
|
|
|
Health Care
|
891
|
|
Transfer
|
653
|
|
Cell Effects
|
567
|
|
Visits and Private Family Visits
|
467
|
|
Administrative Segregation
|
468
|
|
Staff Responsiveness
|
429
|
|
Grievance Procedure
|
378
|
|
File Information (Access, Correction and Disclosure)
|
351
|
|
Case Preparation
|
348
|
|
Conditions of Confinement
|
330
|
|
|
|
ABORIGINAL OFFENDERS
|
|
|
|
Transfer
|
100
|
|
Administrative Segregation
|
83
|
|
Visits and Private Family Visits
|
73
|
|
Health Care
|
71
|
|
Cell Effects
|
67
|
|
Staff Responsiveness
|
55
|
|
Case Preparation
|
54
|
|
File Information (Access, Correction and Disclosure)
|
53
|
|
Programs/Services
|
46
|
|
Conditions of Confinement
|
37
|
|
|
|
WOMEN OFFENDERS
|
|
|
|
Health Care
|
45
|
|
File Information (Access, Correction and Disclosure)
|
26
|
|
Telephone
|
25
|
|
Offender Security
|
25
|
|
Programs/Services
|
24
|
|
Visits and Private Family Visits
|
23
|
|
Transfer
|
23
|
|
Temporary Absence - Decision
|
22
|
|
Staff Responsiveness
|
22
|
|
Security Classification
|
22
|
Annex B: Ministerial Response to the
CI Annual Report 2003-04
April 21, 2005
Mr. Howard Sapers
Correctional Investigator of Canada
P.O. Box 3421, Station D
Ottawa, Ontario K1P 6L4
Dear Mr. Sapers,
I recently had the pleasure of placing before the House your 2003/2004 Annual Report
in which you directed several recommendations to my attention. Before I respond
to them, I would like to acknowledge the strides the Office of the Correctional
Investigator and the Correctional Service of Canada (CSC)
have made in building a positive working relationship. One measure of this progress
is reflected in your mutual agreement to assess virtually all of the substantive
issues that underlie the recommendations in your annual report; another is the number
of recommendations that CSC
has agreed to implement. Together, you have succeeded in creating the environment
in which these issues can be resolved.
In considering the recommendations you have placed before me, I am mindful that
these issues fall within the responsibility of the Commissioner of Corrections and
the interpretation of s. 6(1) of the Corrections and Conditional Release Act (CCRA) and of the former
Penitentiary Act. With this in mind, and with regard to the
CSC's position on your recommendations, I am pleased to respond to
your individual recommendations.
Appointment of a Deputy Commissioner Aboriginal Offenders:
Aboriginal issues continue to be both important and challenging. I share your concern
that the progress made in this area has been limited. I understand that CSC shares this view and has
implemented a number of initiatives that are beginning to show improvement. These
include Aboriginal-specific programs, healing lodges and the engagement of Aboriginal
communities in Aboriginal corrections. That said, there is still much to be done.
I will request the Commissioner to prepare an options paper that explores the feasibility
of appointing a Deputy Commissioner for Aboriginal offenders. I would expect to
see some further details articulating the advantages of moving in this direction
as well as any identifiable disadvantages. I would also expect to entertain other
options that the Commissioner might suggest that advance the same goals. I will
expect to review these options by June 1, 2005.
Independent Review of the CSC's
Policies, Procedures and Evaluation Tools:
The May 2000 Report of the Standing Committee on Justice and Human Rights recommended
that the Auditor General undertake an evaluation of the reintegration process for
Aboriginal offenders, particularly Aboriginal women. I understand that
CSC has begun a review of its policies to ensure that they are both
culturally sensitive and do not present barriers to the safe and timely reintegration
of Aboriginal offenders. I have asked for this review to be completed by June 1,
2005. The Commissioner is also looking at the impact of the Supreme Court of Canada's
decision in Gladue. I have asked her to provide me with regular status reports.
Final Response Plan to the Arbour Inquiry:
The 10th anniversary of the Arbour Inquiry report will occur in the spring of 2006.
I have been advised by the Commissioner that
CSC is preparing a 10-year status report on women's corrections. This
report will provide a detailed response to all of the recommendations in the Arbour
Report as well as other relevant reports.
Legal Review of Policy Requiring Offenders Sentenced to Life to Serve the Initial
Two Years of their Sentence in Maximum Security:
With regard to the placement of offenders serving life sentences for first and second
degree murder, CSC recently
completed a study of the impact of the current policy on affected offenders. On
the basis of the research, I am informed that
CSC is in the process of proposing to amend its policy. These recommended
changes to the policy include: (1) a clear assessment process (including an amended
Custody Rating Scale) on which to base placement decisions; (2) delegation of decision-making
authority from the Assistant Commissioner Correctional Operations to the Regional
Deputy Commissioner for placement to medium security; and, (3) the implementation
of a life sentence management strategy for offenders serving life sentences approved
as medium security upon initial classification. The Commissioner will advise me
when this new policy is implemented.
Implementation of a Safe Needle Exchange Program:
Your recommendation that a safe needle exchange program be introduced by CSC has the support of many
public health officials, including the recently formed Canadian Public Health Agency
(CPHA). Moreover, I am
aware that the CPHA has
agreed to take a leadership role in advancing a safe needle exchange program. Plans
are currently being considered for officials from the
CPHA, CSC
and its employee unions to visit Spain and Germany to observe safe needle exchange
programs already in operation and consider whether they can be adapted to the Canadian
context. I understand that these measures may lead to the development and implementation
of an effective needle exchange program that can be supported by all stakeholders.
I trust that my response to your recommendations will assist you in working with
the CSC to address the
significant issues you have raised.
Yours sincerely,
A. Anne McLellan
c.c.: Commissioner Lucie McClung
Correctional Service of Canada
Annex C: Summary of Recommendations
Recommendation #1:
(a) I recommend that the Service secure and commit adequate funding for
the timely implementation of its entire mental health strategy.
(b) I recommend that the Service take immediate steps to sensitize and train
all front-line staff to appropriately identify disruptive mental health behaviour
and respond accordingly.
Recommendation #2:
I recommend that in May of 2006 the Minister appoint an Expert Committee
to publicly report on the progress detailed in the Service's response on the advancement
of human rights, fairness and equity issues since Madame Justice Arbour's report
of 1996 the Committee's report to be provided to the Minister by October 2006.
Recommendation #3:
(a) I recommend that the Service modify its governance structure and immediately
appoint a Deputy Commissioner for Aboriginal Offenders with the authority to implement
the Service's Strategic Plan for Aboriginal Corrections.
(b) I recommend that the Service publicly release quarterly reports on the
implementation of its Strategic Plan for Aboriginal Corrections, along with the
quarterly performance reports on Aboriginal issues currently being developed by
the Service.
Recommendation #4:
(a) I recommend that the Service take immediate steps to overhaul its operations
and policies in the area of inmate grievances to ensure fair and expeditious resolution
of offenders' complaints and grievances. The review should include a specific focus
on addressing harassment and staff misconduct grievances.
(b) I recommend that an external consultant be retained to assist the Service's
review of its operations and policy to ensure fair and expeditious resolution of
offenders' complaints and grievances, and to improve its use of evidence-based strategies
to ensure consistency in addressing areas of offender concern.
Recommendation #5:
I recommend that the Service immediately develop a responsive action plan
to implement the recommendations of the Correctional Service of Canada/National
Parole Board/Office of the Correctional Investigator Joint Review Report on Factors
Causing Delays in NPB Reviews in
collaboration with the Parole Board and the Office. The action plan should include
a strong audit and evaluation component.
Recommendation #6:
(a) I recommend that the Service immediately adopt the independent adjudication
model for administrative segregation proposed by the Department of Public Safety
and Emergency Preparedness Canada.
(b) I further recommend that the Service conduct a comprehensive review
on the rights, entitlements, access to programs, level of association and applicable
procedural safeguards for all of its sub-populations that are not considered to
be the general inmate population or administrative segregation. The review should
be completed by March 31, 2006, and specific recommendations should be made to ensure
legal compliance with due process/fairness requirements and the application of less
restrictive alternatives.
Recommendation #7:
I recommend that the Service, with the assistance of outside experts in
women-centred and Aboriginal approaches, implement a responsive immediate, medium-
and long-term strategy to ensure that the observed systemic discrimination of women
and Aboriginal offenders in terms of security classification and timely conditional
release cease.
Recommendation #8:
For a fourth consecutive year, I recommend that the Service immediately
repeal its illegal policy which requires that federally-sentenced offenders serving
a minimum life sentence for first- or second-degree murder be classified as maximum
security for at least the first two years of federal incarceration. Failing a positive
response from the Service, I continue to look to the Minister's leadership to ensure
that this illegal policy is rescinded as soon as possible.
Response from the
CORRECTIONAL SERVICE OF CANADA
to the
32nd ANNUAL REPORT
of the
CORRECTIONAL INVESTIGATOR
2004-2005
INTRODUCTION
CSC pursues its public
safety mandate within a framework of human rights. Recently, we introduced the "Can
I? May I? Should I?" model, that requires staff to test every decision
fromoperational, statutory, and values-based perspectives. Over
the last several years, CSC
has significantly enhanced its capacity to account to Canadians on its performance
with regard to human rights and safe reintegration of offenders by developing more
sophisticated data collection, analysis, and reporting tools.
CSC appreciates the important role of the Correctional Investigator
(CI) in conducting investigations
into the problems of offenders related to its decisions and actions.
There are ongoing interactions between correctional investigators and wardens on
operational issues. Regional Deputy Commissioners (RDCs) meet with
CI representatives several times a year to discuss specific concerns
in each region and to ensure follow-up. In the case of systemic issues identified,
CSC works with the Office
of the Correctional Investigator (OCI)
and other stakeholders to resolve them. Recent examples of such collaborative efforts
include: universal access by offenders to computers, use of ion scanners and approvals
of compassionate Escorted Temporary Absences (ETAs). Often we implement agreed actions.
In some cases, solutions are not readily apparent to either the
CI or CSC
given the complexity of challenges in the correctional environment. This can result
in delays in performance improvement. Where we disagree with the statement of the
problem or the proposed solution,we continue to seek clarification
and explore ways to resolve underlying issues.
In the past several years, CSC
has undertaken a number of initiatives to better address the needs and risks of
our current offender population. They range from the development and implementation
of programs and interventions more specifically targeted to Aboriginal, women, and
higher risk offenders, to more creative approaches to security and community outreach.
Results continue to improve in spite of a more complex offender population profile.
In fiscal year 2004-2005, there was a 26% decrease (from 70 to 52) in major violent
incidents compared to the previous year, the highest annual decrease in the past
six (6) years. Moreover, major disturbances went down 87%, from eight (8) to one
(1). There were nine (9) suicides, which is below the preceding five (5) year period's
annual average of 11.4. There was one (1) major assault on staff compared to none
(0) in the previous year. But, overall, in the last five (5) years, the average
number of major incidents per 1000 inmates (flow-through population) in fact decreased
from 4.8 to 3.0. At the same time, violent re-offending rates, for offenders under
supervision, have remained stable for the past two (2) years at less than 2%.CSC continues to be vigilant
in its efforts to prevent and address every incident.
The following is CSC's
response to the Correctional Investigator's Annual Report for 2004-2005. A response
is provided to each recommendation. Annexes provide clarification and further details
on information provided in the Correctional Investigator's Annual Report.
MENTAL HEALTH SERVICES
Recommendation #1:
(a) I recommend that the Service secure and commit adequate funding for the timely
implementation of its entire mental health strategy.
Agree
The Government of Canada has set aside $29.5M over 5 years to fund the Community
Mental Health component of the Strategy. The funds will be used to address discharge
planning up to two years in advance of release, ambulatory care services, specialized
mental health staff working out of Parole Offices to provide support to offenders
with mental disorders in Community Correctional Centres (CCCs)
and Community Residential Facilities (CRFs),
annual mental health training for staff of the Parole Offices,
CCCs and CRFs,
and contracts for specialized services to address the needs of offenders with mental
disorders in the community.
The funds required for full implementation of the remaining three components of
the Strategy are significant. CSC
will participate in an inter-departmental response to Senator Michael Kirby's final
report and recommendations on mental health in Canada, under the leadership of Health
Canada. We are hopeful that such initiatives will lead to opportunities for additional
funding. The CI's support in
securing the funds necessary to fully implement its Mental Health Strategy is appreciated.
(b) I recommend that the Service take immediate steps to sensitize and train all
front-line staff to appropriately identify disruptive mental health behaviour and
respond accordingly.
Agree
As noted above, some of the funds approved for the Community Mental Health Strategy
will be used for annual mental health training for staff of the Parole offices,
CCCs and
CRFs. This training will be focused on the practical skills that staff
require to understand, support and effectively intervene with offenders with mental
disorders living in the community.
A training module on the recognition of and appropriate response to the behaviours
of offenders with mental health disorders will be developed by Health Services in
consultation with Learning and Development for all new recruits by October 31, 2006.
This module will also be used to train all staff who have regular contact with offenders.
These training initiatives will supplement the Dialectic Behavioural Therapy (DBT) and Psycho-social Rehabilitation
(PSR) mental health interventions
already in place.
WOMEN OFFENDERS
Recommendation #2:
I recommend that in May of 2006 the Minister appoint an Expert Committee to
publicly report on the progress detailed in the Service's response on the advancement
of human rights, fairness and equity issues since Madame Justice Arbour's report
of 1996 - the Committee's report to be provided to the Minister by October 2006.
CSC agrees that an expert
committee will review and comment on the ten (10)-year status report on women's
corrections prepared by CSC.
Between April 2003 and January 2004, three reports were issued on federal corrections
for women, by independent agencies: the Auditor General, the Standing Committee
on Public Accounts and the Canadian Human Rights Commission. The reports noted progress
made to date. As well, CSC
received favourable feedback on steps it is taking to address recommendations, particularly
from the Canadian Human Rights Commission and the Committee against Torture (CAT). This Committee is under the
auspices of the United Nations High Commissioner on Human Rights. Madame Arbour
currently holds that position.
In September 2005, Her Majesty's Inspectorate for Prisons for England and Wales
will be assessing the overall health of operations at Nova and Grand Valley prisons
for women over a two-week period.
The Service is preparing a ten (10)-year status report on women's corrections, which
will provide a detailed response to all of the recommendations in the Arbour Report
as well as other relevant reports.
Annex A clarifies and provides further details on results for
women offenders presented by the Correctional Investigator in his Annual Report.
ABORIGINAL OFFENDERS
Recommendation #3:
(a) I recommend that the Service modify its governance structure and immediately
appoint a Deputy Commissioner for Aboriginal Offenders with the authority to implement
the Service's Strategic Plan for Aboriginal Corrections.
To be determined
A review of CSC's governance
structure is underway. The decision on whether to appoint a Deputy Commissioner
for Aboriginal Offenders will be made within that context. In the interim, the Senior
Deputy Commissioner (SDC)
champions Aboriginal issues at the Executive Committee and with external partners.
CSC, in consultation with
Aboriginal communities and Elders, has been focussing on the development and implementation
of approaches to corrections that work for First Nations, Inuit and Métis
offenders. Results are showing improvement despite Aboriginal Offenders' initial
higher risk/needs ratings due mainly to the number and severity of previous offences.
Annex B highlights some of these results.
(b) I recommend that the Service publicly release quarterly reports on the implementation
of its Strategic Plan for Aboriginal Corrections, along with the quarterly performance
reports on Aboriginal issues currently being developed by the Service.
Agree
Starting in the fall of 2005, quarterly reports will be produced.
INMATE GRIEVANCES, ALLEGATIONS OF HARASSMENT, AND STAFF MISCONDUCT
Recommendation #4:
(a) I recommend that the Service take immediate steps to overhaul its operations
and policies in the area of inmate grievances to ensure fair and expeditious resolution
of offenders' complaints and grievances. The review should include a specific focus
on addressing harassment and staff misconduct grievances.
Agree - already begun.
CSC is currently conducting
a national review of the Offender Redress Process which will be completed by February
2006. The review addresses the efficacy of the current processes, as well as resource
requirements and reporting structures.
The policy and processes of harassment and staff misconduct grievances are being
strengthened. As well, monitoring and reporting processes were assessed and new
tools have been developed to help ensure compliance with law and policy. The action
plan addresses accreditation and training of harassment investigators, as well as
the differentiation between staff performance and harassment for coding purposes.
This will improve our capacity to accurately respond to and report on harassment
grievances
(b) I recommend that an external consultant be retained to assist the Service's
review of its operations and policy to ensure fair and expeditious resolution of
offenders' complaints and grievances, and to improve its use of evidence-based strategies
to ensure consistency in addressing areas of offender concern.
Agree to review operations and policy concerning offender complaints and grievance
system.
Rates of timeliness nationally have remained fairly steady in the last three (3)
fiscal years at around 78%. This year it has slightly decreased (- 2%) from last
year. At the third level, timeliness continues to be a serious challenge and must
be addressed. The review will address these issues.
The focus over the last two (2) years has been on improving the quality of responses
and follow-up as well as identification of systemic issues and suggested corrective
measures. The Senior Deputy Commissioner, as the delegated signatory, has reviewed
all third level grievances and has followed-up on issues of management accountability
and policy interpretation. The average number of grievances upheld has risen from
13% from 2001 to 2003, to 24% in the past two (2) fiscal years. As a result of these
efforts, we are starting to see evidence of improved policy application by the field
and a greater commitment to a culture of human rights.
CASE PREPARATION AND ACCESS TO PROGRAMS
Recommendation #5:
I recommend that the Service immediately develop a responsive action plan to
implement the recommendations of the Correctional Service of Canada/National Parole
Board/Office of the Correctional Investigator Joint Review Report on Factors Causing
Delays in NPB Reviews in collaboration
with the Parole Board and the Office. The action plan should include a strong audit
and evaluation component.
Agree
Although the initial working group has been disbanded,
CSC has enlarged the scope of this initiative and set robust re-entryfor
each offender as a priority for the executive cadre. The purpose of this initiative
is to try to ensure that every offender has employment, housing, and a support system
on release to the community.
Accountability mechanisms have already been enhanced through the Corporate Reporting
System, a Management Control Framework, and an appropriate evaluation framework
to monitor the implementation of the recommendations and results.
The CI and
CSC have agreed to quarterly meetings to monitor results and processes
in this, and other areas.
POPULATION MANAGEMENT
Recommendation #6:
(a) I recommend that the Service immediately adopt the independent adjudication
model for administrative segregation proposed by the Department of Public Safety
and Emergency Preparedness Canada.
Under consideration
The Corrections and Criminal Justice Directorate (CCJD)
of the Department of Public Safety and Emergency Preparedness Canada, responsible
for legislative policy, completed a review on the need for independent adjudication
in 2004, and recommended its implementation.
CSC requested some time to seek operational alternatives to better
address concerns with regard to procedural fairness and overuse of segregation before
determining an appropriate model for oversight.
CSC will work with the
CCJD to generate alternate models while continuing to focus attention
on the operational concerns, and will present an Action Plan by December 1, 2005.
CSC is committed to restricting
confinement only when an offender poses a risk to safety and security or when he
or she is at risk in the general population.
CSC is accountable for the consequences of its decisions on segregation
placements, releases and conditions, given its mandate to maintain a safe, secure
and humane environment for staff, offenders and the public. Our staff's specialized
correctional knowledge and expertise and understanding of individual cases and institutional
realities, positions them well to make decisions on the potential of an individual
offender to successfully reintegrate into the general population.
CSC's current focus is
on prevention of the types of behaviour that would result in admission to segregation.
We are currently designing and implementing integrated correctional intervention
strategies targeted to groups of individuals having similar profiles. Such strategies
include formal programs, scheduled use of time, and appropriate security measures.
The objective of each strategy is to help ensure progressive offender rehabilitation
and ultimately safe reintegration.
(b) I further recommend that the Service conduct a comprehensive review on the rights,
entitlements, access to programs, level of association and applicable procedural
safeguards for all of its sub-populations that are not considered to be the general
inmate population or administrative segregation. The review should be completed
by March 31, 2006, and specific recommendations should be made to ensure legal compliance
with due process/fairness requirements and the application of less restrictive alternatives.
Agree
CSC will undertake a review
of current approaches to population management to be completed by the end of the
fiscal year. The purpose of the review is to ensure that existing units are in compliance
with law and policy. More specifically, the review will address:
- the number and purpose of units that exist;
- whether placement is voluntary or involuntary;
- the link between offenders' Correctional Plans and offender placement;
- conditions of confinement;
- the daily routine of the units;
- availability of programs; and
- average length of stay.
SECURITY CLASSIFICATION OF OFFENDERS
Offender Security Classification
Recommendation #7:
I recommend that the Service, with the assistance of outside experts in women-centered
and Aboriginal approaches, implement a responsive immediate, medium- and long-term
strategy to ensure that the observed systemic discrimination of women and Aboriginal
offenders in terms of security classification and timely conditional release cease.
Agree
The lack of specific instrumentation for women and Aboriginal offenders requires
the Service to develop and test new processes.
CSC believes that classification systems should be appropriate for
men and women offenders as well as Aboriginal and non-Aboriginal offenders and that
validation studies should be specific to these groups of offenders. Consequently,
the Service has sought external expertise to improve the design and development
of security classification devices for women (including Aboriginal women) to enhance
public, staff and offender safety. With respect to Aboriginal men, we are reviewing
the applicability of existing tools.
Classification of Offenders serving Life Sentences (2-year rule)
Recommendation #8:
For a fourth consecutive year, I recommend that the Service immediately repeal
its illegal policy which requires that federally-sentenced offenders serving a minimum
life sentence for first- or second-degree murder be classified as maximum security
for at least the first two years of federal incarceration. Failing a positive response
from the Service, I continue to look to the Minister's leadership to ensure that
this illegal policy is rescinded as soon as possible.
Disagree
Given the gravity of the crime committed and the length of sentence imposed, the
needs and risks of offenders serving sentences for first or second degree murder
are particularly complex. Therefore the presumption for initial placement for such
offenders is maximum security, unless it is determined that the individual characteristics
of the offender or the risk posed is manageable at a medium-security institution.
The maximum timeframe for re-assessment of security level is two (2) years, allowing
for observation and assessment of the offenders' behaviour and needs. Significant
changes to situations result in immediate reviews. Outcomes continue to be monitored.
No change in approach is anticipated at this time.
CSC has recently expanded
its programs to more specifically address the needs of this population.
Annex A
Over-classification of Women
- 5% initially classified at the maximum-security level;
- 44% and 51% initially classified at the medium and minimum levels, respectively.
Gender Responsive Tools
- Proposals for development of Initial Classification Tool received in June, 2005,
with completion of tool anticipated in 2008.
- Security Reclassification Scale for Women Offenders (SRSW)
implemented on June 1, 2005:
- recommends more placement of women at minimum security, and fewer at medium and
maximum security;
- significantly more predictive of institutional misconduct than the structured clinical
assessment;
- valid for Aboriginal women.
Segregation (from 2003-04 to 2004-05)
Voluntary
- significant decrease in admission, from 40 to 26;
- significant decrease in number of women that spend 10 days or less, from 39 to 20;
- slight increase in the number of women that spend between 11 to 31 days, from 1
to 6
Involuntary
- slight reduction in admissions, from 258 to 249;
- slight decrease in the number of women who spend 30 days or less, from 239 to 233;
- slight decrease in the number of women who spend between 31 and 275 days, from 19
to 16.
- Introduced pilot of biannual reviews of cases of 30 consecutive or 60 cumulative
days in a year spent in segregation to identify preventive strategies and best practices;
- Opening of the women's unit at Institut Philippe Pinel de Montréal (IPPM) in May 2004 has
assisted in alleviating the long-term segregation situation.
Re-offending Rates
- 2003-04: the revocation rate for women offenders was 0.56% (3 out of 534) for violent
re-offending, and 4.68% (25 out of 534) for non-violent re-offending;
- 2004-05: the revocation rate for women offenders was 0.39% (2 out of 519) for violent
re-offending and 4.43% (23 out of 519) for non-violent re-offending.
Access to Gender-Specific Programs
- Programs specific to women, based on advances in knowledge about women offenders,
now include, among others:
- Women Offender Substance Abuse Program;
- Survivors of Abuse and Trauma;
- Circles of Change;
- Spirit of a Warrior (two programs specifically developed for Aboriginal women);
- Mother-Child program;
- Peer Support program;
- Pawsitive Directions;
- Mentoring programs;
- Dialectical Behaviour Therapy (DBT)
(offered in Structured Living Environments and Secure Units); and
- Psycho-social Rehabilitation (PSR)
(offered in Secure Units)
- Some programs have been modified to allow for continuous entry;
- CSC is closely monitoring
waiting lists.
Meaningful Employment and Employability Programming
- Employment and Employability Skills Program was developed in conjunction
with the Conference Board of Canada and piloted at two institutions.
- training will be provided to trainers in the fall of 2005;
- program will be offered at all sites in 2005/06.
- In 2004-2005, 8% increase in the number of women assigned employment from previous
FY, from 487 to 525 women.
Training in Women-Centred Approaches
- The Women Centred Training Program is mandatory for all staff working with women
and is part of the National Training Standards:
- sensitizes staff to issues of sexism, racism, disability, sexual orientation, physical
and or sexual abuse, self-injurious and suicidal behaviour, addictions, mental health
issues and Aboriginal traditions and spirituality with a focus on women;
- Refresher training will be implemented in 2007.
Annex B
Statutory Release
- Remains true that Aboriginal offenders are more likely than non-Aboriginal offenders
to be in the community on statutory release (48% vs. 34%) than on full parole (34%
vs. 52%).
Over the last five (5) years, despite initial higher risk/needs ratings, CSC has managed to :
Community Supervision
- Maintain the proportion of Aboriginal offenders in the community at approximately
32%.
Day Parole
- Increase the Day Parole grant rate for Aboriginal offenders by 7.5%.
Re-incarceration Rate (new offence)
- Decrease the percent of Aboriginal offenders revoked with a new offence by 28.4%
(from 243 to 174).
Support in Aboriginal Communities
- Increase involvement of, and support from Aboriginal Communities, in offender release
plans;
- Marked improvement in management and use of Healing Lodges:
- Willow Cree Healing Lodge at full capacity one year after opening;
- Ochichakosipi Healing Lodge nearing full capacity.
Recruitment and Representation
- CSC is second only to
the Department of Indian and Northern Affairs in terms of recruitment and representation
in the federal public service.
- As of March 31, 2005, 951 (6.6%) of 14,338 employees were identified as Aboriginal.
It should be noted that the Workforce Availability Estimate of Aboriginals Canada-wide,
is 4.7%, based on 2001 Census and 2001 Participation and Limitation Survey (PALS).
- These 951 employees are distributed across functions and regions, given the distribution
of Aboriginal offenders
[1] For example, the International
Covenant on Civil and Political Rights, the International Covenant on Economic,
Social and Cultural Rights, the Convention against Torture,
and the Standard Minimum Rules for the Treatment of Prisoners.
[2] Among these are the Corrections
and Conditional Release Act and the Canadian Human Rights Act.
[3] An example is the Canadian Charter
of Rights and Freedoms.
[4] The report is entitled Mental
Health, Mental Illness and Addiction: Overview of Policies and Programs in Canada
(November 2004). It can be found at www.parl.gc.ca.
[5] The Service's Working Group on
Human Rights, 1997; the House of Commons Standing Committee on Justice and Human
Rights, 2000; the Cross-Gender Monitoring Project, 2000; the Auditor General, 2003;
the Standing Committee on Public Accounts, 2003; and, the Canadian Human Rights
Commission, 2003.
[6] Among these are the
CSC Working Group on Human Rights, chaired by Maxwell Yalden in 1997;
the House of Commons Standing Committee on Justice and Human Rights in 2000; the
Cross-Gender Monitoring Report in 2000; Justice Behind the Wall, by Michael
Jackson in 2002; and, the Canadian Human Rights Commission in 2003.